Sub-Expense Limitation Agreement Sample Contracts

SUB-EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES

Sub-Expense Limitation Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware

• Contract Type
  Sub-Expense Limitation Agreement
• Filed
  August 13th, 2018
• Company
  Saratoga Advantage Trust
• Jurisdiction
  Delaware

THIS SUB-EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES (the “Agreement”) is effective as of the 13th day of August, 2018, by and between James Alpha Advisors, LLC (the “Manager”), the investment adviser to the James Alpha Structured Credit Value Portfolio (the “Portfolio”), a series of The Saratoga Advantage Trust (the “Trust”), and Orange Investment Advisors, LLC (the “Advisor”), the investment sub-advisor to the Portfolio.

SUB-EXPENSE LIMITATION AGREEMENT James Alpha Managed Risk Domestic Equity Portfolio

Sub-Expense Limitation Agreement • June 24th, 2015 • Saratoga Advantage Trust • Delaware

• Contract Type
  Sub-Expense Limitation Agreement
• Filed
  June 24th, 2015
• Company
  Saratoga Advantage Trust
• Jurisdiction
  Delaware

THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of June, 2015, by and between James Alpha Management, LLC (the “Manager”), the investment adviser to the James Alpha Managed Risk Domestic Equity Portfolio (the “Portfolio”), a series of Saratoga Advantage Trust (the “Trust”), and EAB Investment Group, LLC, the investment sub-adviser to the Portfolio (the “Advisor”).

SUB-EXPENSE LIMITATION AGREEMENT James Alpha Managed Risk Emerging Markets Equity Portfolio

Sub-Expense Limitation Agreement • June 1st, 2017 • Saratoga Advantage Trust • Delaware

• Contract Type
  Sub-Expense Limitation Agreement
• Filed
  June 1st, 2017
• Company
  Saratoga Advantage Trust
• Jurisdiction
  Delaware

THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 29th day of May 2017, by and between James Alpha Advisors, LLC (the “Manager”), the investment adviser to the James Alpha Managed Risk Emerging Markets Equity Portfolio (the “Portfolio”), a series of Saratoga Advantage Trust (the “Trust”), and EAB Investment Group, LLC, the investment sub-adviser to the Portfolio (the “Advisor”).

SUB-EXPENSE LIMITATION AGREEMENT

Sub-Expense Limitation Agreement • January 3rd, 2018 • Saratoga Advantage Trust • Delaware

• Contract Type
  Sub-Expense Limitation Agreement
• Filed
  January 3rd, 2018
• Company
  Saratoga Advantage Trust
• Jurisdiction
  Delaware

THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ], by and between James Alpha Advisors, LLC (the “Manager”), the investment adviser to the James Alpha Momentum Portfolio (the “Portfolio”), a series of The Saratoga Advantage Trust (the “Trust”), and NWM Fund Group, LLC (the “Advisor”), the investment sub-advisor to the Portfolio.

SUB-EXPENSE LIMITATION AGREEMENT James Alpha Managed Risk DOMESTIC Equity FUND

Sub-Expense Limitation Agreement • March 22nd, 2021 • James Alpha Funds Trust • Delaware

• Contract Type
  Sub-Expense Limitation Agreement
• Filed
  March 22nd, 2021
• Company
  James Alpha Funds Trust
• Jurisdiction
  Delaware

THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of January 2021, by and between James Alpha Advisors, LLC (the “Manager”), the investment adviser to the James Alpha Managed Risk Domestic Equity Fund (the “Fund”), a series of the James Alpha Funds Trust (the “Trust”), and EAB Investment Group, LLC, the investment sub-adviser to the Fund (the “Advisor”).

SUB-EXPENSE LIMITATION AGREEMENT [JAMES ALPHA MLP PORTFOLIO]

Sub-Expense Limitation Agreement • December 31st, 2014 • Saratoga Advantage Trust • New York

• Contract Type
  Sub-Expense Limitation Agreement
• Filed
  December 31st, 2014
• Company
  Saratoga Advantage Trust
• Jurisdiction
  New York

THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the ___ day of ___________, 20__, by and between James Alpha Management, LLC (the “Manager”), the investment adviser to the [James Alpha MLP Portfolio] (the “Fund”), a series of Saratoga Advantage Trust (the “Trust”), and Yorkville Capital Management, LLC, the investment sub-adviser to the Fund (the “Advisor”).

SUB-EXPENSE LIMITATION AGREEMENT JAMES ALPHA YORKVILLE MLP PORTFOLIO

Sub-Expense Limitation Agreement • June 1st, 2017 • Saratoga Advantage Trust • New York

• Contract Type
  Sub-Expense Limitation Agreement
• Filed
  June 1st, 2017
• Company
  Saratoga Advantage Trust
• Jurisdiction
  New York

THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 29th day of May 2017, by and between James Alpha Advisors, LLC (the “Manager”), the investment adviser to the James Alpha Yorkville MLP Portfolio (the “Fund”), a series of Saratoga Advantage Trust (the “Trust”), and Yorkville Capital Management, LLC, the investment sub-adviser to the Fund (the “Advisor”).