COMMON STOCK PURCHASE WARRANTEast West Bancorp Inc • March 28th, 2002 • State commercial banks • California
Company FiledMarch 28th, 2002 Industry JurisdictionTHIS WARRANT (THE "WARRANT") HAS BEEN, AND THE SHARES OF COMMON STOCK WHICH MAY BE PURCHASED PURSUANT TO THE EXERCISE OF THIS WARRANT (THE "SHARES") WILL BE, ACQUIRED SOLELY FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR RESALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF. NEITHER THIS WARRANT NOR THE SHARES (TOGETHER, THE "SECURITIES") HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN EXEMPTION FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS OF THE ACT AND OF ANY APPLICABLE STATE SECURITIES LAWS.
INVESTOR AGREEMENTInvestor Agreement • March 28th, 2002 • East West Bancorp Inc • State commercial banks • California
Contract Type FiledMarch 28th, 2002 Company Industry JurisdictionThis Investor Agreement (this "Agreement") is entered into and effective as of August , 2001 by and among East West Bancorp Inc., a Delaware corporation (the "Company"), and Ho Yuan Chen and Chang-Hua Kang Chen, Husband and Wife, as community property ("Investor"), with respect to the facts and circumstances recited below.