EMPLOYMENT AGREEMENTEmployment Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
This EMPLOYMENT AGREEMENT (this “Agreement”) is dated as of April 16, 2013 by and between Applied Optoelectronics, Inc., a Delaware corporation (the “Company”), and James L. Dunn, Jr., an individual currently residing at Houston, Texas 77024 (the “Executive”).
AMENDED AND RESTATED EMPLOYMENT AGREEMENT REGARDING CHANGE OF CONTROL OR SEPARATION OF SERVICEEmployment Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
This amended and restated employment agreement (“Agreement”) is made and entered into effective as of April 16, 2013 (“Effective Date”), by and between Applied Optoelectronics, Inc. (“AOI” or the “Company”), whose address is 13111 Jess Pirtle Boulevard, Sugar Land, Texas 77478, and Chih-Hsiang (Thompson) Lin (“Executive”), whose address is 1906 Lake Front Drive, Missouri City, TX 77459. This Agreement supersedes and replaces in its entirety that certain Employment Agreement effective as of January 28, 2007 by and between the Company and Executive. This Agreement may sometimes refer to AOI and Executive singularly as a “Party” or collectively as the “Parties.”
APPLIED OPTOELECTRONICS, INC. STOCK OPTION AGREEMENT (INCENTIVE AND NONQUALIFIED STOCK OPTIONS)Stock Option Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Pursuant to this Stock Option Agreement (the “Agreement”), having an effective date of the Grant Date (defined below), Applied Optoelectronics, Inc. (the “Company”) has granted you (the “Participant”) a Stock Option (“Option”) under its 2000 Incentive Share Plan, as amended (the “Plan”), to purchase the number of shares of the Company’s Common Stock at the exercise price indicated below. Undefined terms in this Agreement are defined in the Plan.
Office Lease AgreementOffice Lease Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
GLOBAL TECHNOLOGY INC.RMB Working Capital Loan Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This RMB Loan Agreement (the “Contract”) is entered into in order for the company’s daily operation expense [, including material purchase payment and employee’s salary], by and between:
APPLIED OPTOELECTRONICS, INC. Incentive Stock Option AgreementIncentive Stock Option Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • Texas
Applied Optoelectronics, Inc., a Texas corporation (the “Company”), hereby grants as of the , to (the “Employee”), an option (the “Stock Option”) to purchase a maximum of shares (the “Option Shares”) of its Common Stock, with no par value (“Common Stock”), at the price of per share (the “Option Price”), on the terms and conditions contained in this Incentive Stock Option Agreement (the “Agreement”):
APPLIED OPTOELECTRONICS, INC. NOTICE OF RESTRICTED STOCK UNIT AWARDRestricted Stock Unit Award Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Subject to the terms and conditions of this Notice of Restricted Stock Unit Award (this “Notice”), the Restricted Stock Unit Award Agreement attached hereto (the “Award Agreement”), and the Applied Optoelectronics, Inc. 2013 Equity Incentive Plan (the “Plan”), the below individual (the “Participant”) is hereby granted the below number of Restricted Stock Units (the “RSUs”) in Applied Optoelectronics, Inc. (the “Company”). Unless otherwise specifically indicated, all terms used in this Notice shall have the meaning as set forth in the Award Agreement or the Plan.
APPLIED OPTOELECTRONICS, INC. NOTICE OF STOCK APPRECIATION RIGHT AWARDStock Appreciation Right Award • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Subject to the terms and conditions of this Notice of Stock Appreciation Right Award (this “Notice”), the Stock Appreciation Right Award Agreement attached hereto (the “Award Agreement”), and the Applied Optoelectronics, Inc. 2013 Equity Incentive Plan (the “Plan”), the below individual (the “Participant”) is hereby granted the below number of Stock Appreciation Rights (the “SARs”) in Applied Optoelectronics, Inc. (the “Company”). Unless otherwise specifically indicated, all terms used in this Notice shall have the meaning as set forth in the Award Agreement or the Plan.
NINTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
This Ninth Amendment to Amended and Restated Loan and Security Agreement is entered into as of April 11th, 2013 (the “Amendment”), by and between APPLIED OPTOELECTRONICS, INC. (“Borrower”) and EAST WEST BANK (“Bank”).
APPLIED OPTOELECTRONICS, INC. UNITED COMMERCIAL BANK AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices • California
This AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (the “Agreement”) is effective as of May 20, 2009, by and between United Commercial Bank (“Bank”) and Applied Optoelectronics, Inc., a Texas corporation (“Borrower”).
FIRST (1st) AMENDMENT TO THE LEASE BETWEEN APPLIED OPTOELECTRONICS, INC. and 12808 W. AIRPORT, LLC.Lease Amendment • May 22nd, 2013 • Applied Optoelectronics, Inc. • Semiconductors & related devices
Landlord and Tenant agree to change commencement date of the Lease for the Premises commonly known as “Suite 175” at the 12808 W. Airport office building from May 1, 2012 to June 1, 2012.
