PINEBRIDGE INVESTMENTS LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 23rd, 2014 • Financial Investors Trust • New York
Contract Type FiledDecember 23rd, 2014 Company JurisdictionThis SUB-ADVISORY AGREEMENT is made this 9th day of October, 2014, by and between Financial Investors Trust (the “Trust”), on behalf of its series, Redmont Resolute Fund I/II (“Client”), Highland Associates, Inc. (“Adviser”), and PineBridge Investments LLC , a Delaware limited liability company (“Manager”).
Item 77 Q(1)(e) New or Amended Investment Advisory ContractsInvestment Advisory Agreement • December 23rd, 2014 • Financial Investors Trust
Contract Type FiledDecember 23rd, 2014 CompanyAmended Investment Advisory Agreement dated July 31, 2014 between Registrant and Emerald Mutual Fund Advisers Trust with respect to the Emerald Insights Fund is incorporated herein by reference to Exhibit (d)(40) to Post-Effective Amendment No. 134 to Registrant’s Registration Statement filed on July 30, 2014, accession number: 0001193125-14-287082.