AGREEMENT AND PLAN OF MERGERMerger Agreement • November 22nd, 2013 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledNovember 22nd, 2013 Company Industry JurisdictionTHIS AGREEMENT AND PLAN OF MERGER (this “Merger Agreement”), dated as of October 14, 2013, is by and between GAMCO Investors, Inc., a New York corporation (“Parent”), and GAMCO Investors, Inc., a Delaware corporation (“Subsidiary”), pursuant to Article 9 of the Business Corporation Law of the State of New York (the “NYBCL”) and Subchapter IX of Title 8 of the Delaware General Corporation Law (the “DGCL”).