EXCHANGE AGREEMENTExchange Agreement • May 11th, 2023 • Energy Focus, Inc/De • Electric lighting & wiring equipment • Utah
Contract Type FiledMay 11th, 2023 Company Industry JurisdictionThis Exchange Agreement (this “Agreement”) is entered into as of March 31, 2023 by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Energy Focus, Inc., a Delaware corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Original Note (as defined below).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 11th, 2023 • Energy Focus, Inc/De • Electric lighting & wiring equipment • New York
Contract Type FiledMay 11th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 30, 2023, between Energy Focus, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and, collectively, the “Purchasers”).