CARRINGTON LABORATORIES, INC. SERIES D-3 WARRANTSecurities Agreement • August 28th, 2007 • Carrington Laboratories Inc /Tx/ • Perfumes, cosmetics & other toilet preparations • New York
Carrington Laboratories, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, ____________________ or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of ____________________ shares of common stock, $0.01 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to $0.80 per share (as adjusted from time to time as provided in Section 9, the "Exercise Price"), at any time and from time to time from and after October 26, 2007 and through and including the date that is seven years after the Effective Date of the initial Registration Statement filed pursuant to the Securities Purchase Agreement (the "Expiration Date"), and subject to the following terms and conditions. This Warrant (this "Warrant") is one of a series of similar Warrants issued pursuant to that certain Securities Purchase Agreement, dated as of
CARRINGTON LABORATORIES, INC. SENIOR SECURED CONVERTIBLE DEBENTURE DUE April 26, 2010Securities Purchase Agreement • August 28th, 2007 • Carrington Laboratories Inc /Tx/ • Perfumes, cosmetics & other toilet preparations • New York
THIS DEBENTURE is one of a series of duly authorized and issued Debentures of Carrington Laboratories, Inc., a Texas corporation (the "Company"), designated as its Senior Secured Convertible Debentures due April 26, 2010, in the aggregate principal amount of up to $8,000,000 (the "Debentures").
AMENDMENT AGREEMENTSecurities Purchase Agreement • August 28th, 2007 • Carrington Laboratories Inc /Tx/ • Perfumes, cosmetics & other toilet preparations • New York
This Amendment Agreement (this "Amendment") is dated as of August 21, 2007, by and among Carrington Laboratories, Inc., a Texas corporation (the "Company"), and the purchaser identified on the signature page hereof (the "Purchaser"), and amends that certain Securities Purchase Agreement, dated as of April 25, 2007 (the "Agreement"), by and among the Company and the purchasers identified on the signature page thereof (the "Buyers") and the Transaction Documents (as defined in the Agreement). Capitalized terms used but not defined herein have the respective meanings ascribed to them in the Agreement.
