Exhibit 1.3 Form of Continuing Services Agreement [Letterhead of Berthel Fisher & Company Financial Services, Inc.] Re: Continuing Services Agreement for Investors In The Shaffer Diversified Fund, L.P. Dear ______________: This is to reflect our...Continuing Services Agreement • January 24th, 2001 • Shaffer Diverified Fund Lp • Investors, nec
This is to reflect our agreement pursuant to which you will provide continuing services to the limited partners (the "Limited Partners") of Shaffer Diversified Fund, L.P. (the "Fund") with whom you have a relationship (i.e., those limited partners to whom units of limited partnership interest of the Fund ("Units") were sold through your firm). These continuing services include, without limitation, (i) keeping the Limited Partners apprised of developments affecting the Fund, (ii) responding to specific inquiries received from Limited Partners relating to the Fund and the futures markets, (iii) communicating current valuations of the Fund's Net Asset Value per Unit (as defined in the Amended and Restated Agreement of Limited Partnership of the Fund, as amended) to the Limited Partners, (iv) assisting in redemptions, transfers and distributions, (v) assisting Limited Partners in interpreting the Fund's monthly and annual reports, financial statements and the tax information provided to Li
Exhibit 1.1 Form of Selling Agent Agreement SHAFFER DIVERSIFIED FUND, L.P. (A Delaware Limited Partnership)Selling Agent Agreement • January 24th, 2001 • Shaffer Diverified Fund Lp • Investors, nec • New York
Exhibit 10.1 Form of Customer Agreement To: ADM Investor Services, Inc. 141 West Jackson Blvd. Chicago, IL 60604 Gentlemen: In consideration of the acceptance by ADM Investor Services, Inc. ("ADMIS") acting as broker, of one or more accounts of the...Customer Agreement • January 24th, 2001 • Shaffer Diverified Fund Lp • Investors, nec • Illinois
Exhibit 1.2 Form of Selected Dealers Agreement [Letterhead of Berthel Fisher& Company Financial Services Inc. To: The Selected Dealer Shaffer Diversified Fund, L.P. Gentlemen: Shaffer Diversified Fund, L.P., a Delaware limited partnership (the...Selected Dealers Agreement • January 24th, 2001 • Shaffer Diverified Fund Lp • Investors, nec • New York
Exhibit 10.5 Form of Net Worth Agreement NET WORTH AGREEMENT dated as of _______________, 2001 by and among SHAFFER ASSET MANAGEMENT, INC., a New York corporation having an address at 70 West Red Oak Lane, White Plains, NY 10604 (the "General...Net Worth Agreement • January 24th, 2001 • Shaffer Diverified Fund Lp • Investors, nec • New York
Exhibit 10.2 Form of Advisory Agreement ADVISORY AGREEMENT dated as of _______________, 2000 (this "Agreement") by and between SHAFFER DIVERSIFIED FUND, L.P., a Delaware limited partnership having an address c/o Shaffer Asset Management, Inc., 70 West...Advisory Agreement • January 24th, 2001 • Shaffer Diverified Fund Lp • Investors, nec • New York
