REGISTRATION RIGHTS AGREEMENT by and among Sotheby’s, Sotheby’s, Inc., Sothebys.com LLC, Sotheby’s Fine Art Holdings, Inc., Sotheby’s Financial Services, Inc., Sotheby’s Financial Services California, Inc., Oberon, Inc., Theta, Inc., Sotheby’s...Registration Rights Agreement • August 6th, 2008 • Sothebys • Services-business services, nec • New York
Contract Type FiledAugust 6th, 2008 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is made and entered into as of June 17, 2008, by and among Sotheby’s, a Delaware corporation (the “Company”), Sotheby’s, Inc., Sothebys.com LLC, Sotheby’s Fine Art Holdings, Inc., Sotheby’s Financial Services, Inc., Sotheby’s Financial Services California, Inc., Oberon, Inc., Theta, Inc., Sotheby’s Ventures, LLC, Sotheby’s Asia, Inc., York Warehouse, Inc., SPTC, Inc., Sotheby’s Parke Bernet Inc., York Avenue Development, Inc., Sotheby’s Thailand, Inc., Sotheby’s Holdings International, Inc., Sotheby’s Nevada, Inc., Sothebys.com Auctions, Inc., SIBS, LLC, Sotheby’s RES, Inc., Sunrise Liquors & Wines, Inc. (collectively, the “Guarantors”), and Banc of America Securities LLC, Goldman, Sachs & Co., Comerica Securities, Inc. and HSBC Securities (USA) Inc. (collectively, the “Initial Purchasers”), each of whom has agreed to purchase the Company’s 7.75% Senior Notes due 2015 (the “Notes”) fully and unconditionally guaranteed by the Guarant
SOTHEBY’S, as Issuer and THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of June 17, 2008 7.75% Senior Notes due 2015Indenture • August 6th, 2008 • Sothebys • Services-business services, nec • New York
Contract Type FiledAugust 6th, 2008 Company Industry JurisdictionINDENTURE, dated as of June 17, 2008, between SOTHEBY’S, a Delaware corporation (the “Company”), the Initial Subsidiary Guarantors (as defined herein), and U.S. Bank, National Association, as trustee (the “Trustee”).
SOTHEBY’S as Issuer AND THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO AND U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of June 17, 2008 3.125% Convertible Senior Notes due 2013Indenture • August 6th, 2008 • Sothebys • Services-business services, nec • New York
Contract Type FiledAugust 6th, 2008 Company Industry JurisdictionINDENTURE dated as of June 17, 2008 between Sotheby’s, a Delaware corporation, as issuer (hereinafter sometimes called the “Company,” as more fully set forth in Section 1.01) and U.S. Bank National Association, a national banking association, as trustee (hereinafter sometimes called the “Trustee,” as more fully set forth in Section 1.01).