SECURITY AGREEMENTSecurity Agreement • November 4th, 2011 • Rodman & Renshaw Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
This SECURITY AGREEMENT, dated as of November 1, 2011 (this “Agreement”), is among Rodman & Renshaw Capital Group, Inc., a Delaware corporation (the “Company”), the Subsidiaries of the Company signatory hereto (such subsidiaries, the “Guarantors” and together with the Company, the “Debtors”) and the holders of the Company’s 10% Senior Secured Convertible Debentures due October 31, 2013 in the original aggregate principal amount of up to $__,000,000 (collectively, the “Debentures”) signatory hereto, their endorsees, transferees and assigns (collectively, the “Secured Parties”).
Rodman & Renshaw Capital Group, Inc. Vasinkevich Lock-Up Agreement November 1, 2011Lock-Up Agreement • November 4th, 2011 • Rodman & Renshaw Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 4th, 2011 • Rodman & Renshaw Capital Group, Inc. • Security brokers, dealers & flotation companies
This Registration Rights Agreement (this “Agreement”) is made and entered into as of November 1, 2011, between Rodman & Renshaw Capital Group, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
NON-RECOURSE SUBSIDIARY GUARANTEENon-Recourse Subsidiary Guarantee • November 4th, 2011 • Rodman & Renshaw Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
NON-RECOURSE SUBSIDIARY GUARANTEE, dated as of November 1, 2011 (this “Guarantee”), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchasers signatory (together with their permitted assigns, the “Purchasers”) to that certain Securities Purchase Agreement, dated as of the date hereof, between Rodman & Renshaw Capital Group, Inc., a Delaware corporation (the “Company”) and the Purchasers.
FORM OF WAIVER AGREEMENTWaiver Agreement • November 4th, 2011 • Rodman & Renshaw Capital Group, Inc. • Security brokers, dealers & flotation companies
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 4th, 2011 • Rodman & Renshaw Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 31, 2011, between Rodman & Renshaw Capital Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
