REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 2nd, 2015 • ConnectOne Bancorp, Inc. • State commercial banks • New Jersey
This Agreement is made pursuant to the Subordinated Note Purchase Agreement dated June 30, 2015 by and among the Company and the Purchasers (the “Purchase Agreement”), which provides for the sale by the Company to the Purchasers of $50,000,000 aggregate principal amount of the Company’s 5.75% Fixed to Floating Rate Subordinated Notes due 2025, which were issued on June 30, 2015 (the “Subordinated Notes”). In order to induce the Purchasers to enter into the Purchase Agreement and in satisfaction of a condition to the Purchasers’ obligations thereunder, the Company has agreed to provide to the Purchasers and their respective direct and indirect transferees and assigns the registration rights set forth in this Agreement. The execution and delivery of this Agreement is a condition to the closing under the Purchase Agreement.
As Issuer, and U.S. BANK NATIONAL ASSOCIATION As Trustee INDENTURE Dated as of June 30, 2015 5.75% Fixed to Floating Rate Subordinated Notes due 2025ConnectOne Bancorp, Inc. • July 2nd, 2015 • State commercial banks • New York
This INDENTURE dated as of June 30, 2015 is between ConnectOne Bancorp, Inc., a New Jersey corporation (the “Company”), and U.S. Bank National Association, a national bank, as trustee (the “Trustee”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • July 2nd, 2015 • ConnectOne Bancorp, Inc. • State commercial banks • New Jersey
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of June 30, 2015, and is made by and among ConnectOne Bancorp, Inc., a New Jersey corporation (“Company”), and the several purchasers of the Subordinated Notes named on Schedule I hereto (each a “Purchaser” and collectively, the “Purchasers”).
