Subordinated Note Purchase Agreement Sample Contracts
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • September 3rd, 2024 • QNB Corp • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 30, 2024, and is made by and between QNB Corp., a Pennsylvania corporation (the “Company”), and the purchaser of the Subordinated Note (as defined herein) identified on the signature pages hereto (the “Purchaser” and, together with the several other purchasers of the Subordinated Notes, the “Purchasers”).
Standard Contracts
Exhibit 10.35 CONSENT AND AMENDMENT PERTAINING TO SUBORDINATED NOTE PURCHASE AGREEMENT This CONSENT AND AMENDMENT PERTAINING TO SUBORDINATED NOTE PURCHASE AGREEMENT ("CONSENT") is dated as of November 2, 2005, and is entered into by and among CLAYTON...Subordinated Note Purchase Agreement • November 7th, 2005 • Clayton Holdings Inc
This CONSENT AND AMENDMENT PERTAINING TO SUBORDINATED NOTE PURCHASE AGREEMENT ("CONSENT") is dated as of November 2, 2005, and is entered into by and among CLAYTON SERVICES, INC., a Delaware corporation formerly known as Clayton GRP, Inc. ("BORROWER"), and TA Subordinated Debt Fund, L.P., a Delaware limited partnership ("TA DEBT FUND").
ContractSubordinated Note Purchase Agreement • March 14th, 2022 • Citizens Community Bancorp Inc. • Savings institution, federally chartered • New York
FORM OF SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 17th, 2022 • Five Star Bancorp • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement” and, collectively with the agreements with the other purchasers to purchase the Subordinated Notes (as defined herein), the “Subordinated Note Purchase Agreements”) is dated as of August 17, 2022 and is made by and among Five Star Bancorp, a California corporation (the “Company”), and the purchaser of the Subordinated Note identified on the signature page hereto (the “Purchaser” and collectively with the other purchasers of Subordinated Notes, the “Purchasers”).
COMMUNITY SHORES LLC SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 13th, 2004 • Community Shores Bank Corp • State commercial banks • Michigan
TCPL SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • September 12th, 2019 • TransCanada Trust • Natural gas transmission • Ontario
The purpose of this letter agreement (the “Agreement”) is to confirm the terms under which TransCanada Trust (the “Trust”) has agreed to purchase and TransCanada PipeLines Limited (“TCPL”) has agreed to issue and sell to the Trust, junior subordinated notes in the principal amount of $1,100,000,000 (the “TCPL Sub Notes”) in United States Dollars. The TCPL Sub Notes are issued under a trust indenture dated as of May 20, 2015, as supplemented by a fifth supplemental indenture dated as of September 12, 2019, in each case between TCPL and Computershare Trust Company of Canada (as so supplemented, the “Indenture”) and have the rights and entitlements described therein.
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 2nd, 2021 • Farmers & Merchants Bancorp Inc • Savings institution, federally chartered • Ohio
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of July 30, 2021, and is made by and among Farmers & Merchants Bancorp, Inc., an Ohio corporation (“Company”), and the several purchasers of the Subordinated Notes identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • October 14th, 2020 • FVCBankcorp, Inc. • State commercial banks • Virginia
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of October 13, 2020, and is made by and among FVCBankcorp, Inc., a Virginia corporation (“Company”), and the purchaser of the Subordinated Note (as defined herein) identified on the signature page hereto (the “Purchaser”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 18th, 2022 • QCR Holdings Inc • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 18, 2022, and is made by and among QCR Holdings, Inc., a Delaware corporation (“Company”), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • October 27th, 2022 • Southern States Bancshares, Inc. • State commercial banks • New York
Liability Act of 1980, as amended (including the Superfund Amendments and Reauthorization Act of 1986), 42 U.S.C. Section 9601 et seq.; the Toxic Substances Control Act, as amended, 15 U.S.C. Section 2601 et seq.; the Occupational Safety and Health...Subordinated Note Purchase Agreement • April 3rd, 2024 • First Guaranty Bancshares, Inc. • Savings institution, federally chartered
ContractSubordinated Note Purchase Agreement • May 6th, 2019 • Tectonic Financial, Inc. • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT, dated as of July 17, 2017 (this “Agreement”), is by and among T Bancshares, Inc., a Texas corporation (the “Company”), and each purchaser named on Schedule A (each, a “Purchaser,” and together, “Purchasers”).
KCAP SENIOR FUNDING I, LLC SUBORDINATED NOTES DUE 2024 SUBORDINATED NOTE PURCHASE AGREEMENT By and Between KCAP SENIOR FUNDING I, LLC Issuer and KCAP SENIOR FUNDING I HOLDINGS, LLC Purchaser Dated as of December 8, 2014Subordinated Note Purchase Agreement • December 9th, 2014 • KCAP Financial, Inc. • New York
ContractSubordinated Note Purchase Agreement • May 5th, 2020 • New York
EX-99.1 3 ex991subordinatednotepurch.htm EXHIBIT 99.1 Exhibit 99.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 26, 2014, and is made by and among First Business Financial Services, Inc. (“Borrower”), and the several lenders named on Schedule I hereto (each a “Lender” and collectively, the “Lenders”). R E C I T A L S: Borrower is a Wisconsin corporation that is the sole shareholder of two banking subsidiaries, First Business Bank (“FBB”) and First Business Bank-Milwaukee (“FBB-Milwaukee”). FBB and FBB-Milwaukee are each referred to herein as a “Bank” and together are referred to as the “Banks.” Borrower has requested that the Lenders purchase from Borrower $15,000,000 in aggregate principal amount of subordinated debt (the “Subordinated Debt”) that is intended to qualify as Tier 2 Capital (as defined herein). Borrower has engaged Sandler O’Neill & Partners, L.P., as its exclusive placement agent” (“Placement Age
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • May 1st, 2018 • First Bancshares Inc /MS/ • National commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of April 30, 2018, and is made by and among The First Bancshares, Inc., a Mississippi corporation (“Company”), and the several purchasers of the Subordinated Notes (each a “Purchaser” and collectively, the “Purchasers”).
FIRST AMENDMENT TO SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • December 17th, 2013 • Transport America, Inc. • Trucking (no local) • Minnesota
This FIRST AMENDMENT TO SUBORDINATED NOTE PURCHASE AGREEMENT (this “Amendment”), is entered into as of July 26, 2013, by and between PATRIOT HOLDING CORP., a Minnesota corporation (“Issuer”) and Marathon Fund Limited Partnership V, a Delaware limited partnership, (“Purchaser”).
FORM OF SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • December 28th, 2018 • Quaint Oak Bancorp Inc • Savings institutions, not federally chartered • Pennsylvania
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of December 27, 2018, and is made by and among Quaint Oak Bancorp, Inc., a Pennsylvania corporation (“Company”), and the several purchasers of the Subordinated Notes named on Schedule I hereto (each a “Purchaser” and collectively, the “Purchasers”).
FORM OF SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of March 17, 2020 by and among FIRST WESTERN FINANCIAL, INC. and THE PURCHASERS NAMED HEREINSubordinated Note Purchase Agreement • March 17th, 2020 • First Western Financial Inc • State commercial banks
This SUBORDINATED NOTE PURCHASE AGREEMENT, dated as of March 17, 2020 (this “Agreement”), is by and among First Western Financial, Inc., a Colorado corporation (the “Company”), and the several purchasers of the Notes (each a “Purchaser” and, collectively, the “Purchasers”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • January 24th, 2022 • Eagle Bancorp Montana, Inc. • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of January 21, 2022, and is made by and among Eagle Bancorp Montana, Inc. a Delaware corporation (“Company”), and the several purchasers of the Subordinated Notes identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • January 24th, 2017 • Southern National Bancorp of Virginia Inc • State commercial banks • Virginia
This SUBORDINATED NOTE PURCHASE AGREEMENT, dated as of January 20, 2017 (this “Agreement”), is by and among Southern National Bancorp of Virginia, Inc., a Virginia corporation (the “Company”), and each purchaser named on Schedule A (each, a “Purchaser,” and together, “Purchasers”).
EXHIBIT 10.10 IMAGING TECHNOLOGIES CORPORATION SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • November 16th, 1998 • Imaging Technologies Corp/Ca • Wholesale-computers & peripheral equipment & software • New York
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • March 10th, 2015 • DNB Financial Corp /Pa/ • National commercial banks • Pennsylvania
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of March 5, 2015, and is made by and between DNB Financial Corporation (the “Issuer”), and Jersey Shore State Bank (the “Noteholder”). Capitalized terms that are not otherwise defined shall have the meanings set forth in Section 1 hereof.
FORM OF SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • June 19th, 2018 • First Western Financial Inc • State commercial banks • Colorado
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of , 2016 and is made by and between First Western Financial, Inc., a Colorado corporation (the “Company”), and the investor named on the signature page hereto (the “Investor”).
SUBORDINATED NOTE PURCHASE AGREEMENT DATED AS OF MARCH 29, 2010 BY AND AMONG HCSB FINANCIAL CORPORATION AND THE PURCHASERS NAMED HEREINSubordinated Note Purchase Agreement • April 23rd, 2010 • HCSB Financial Corp • Savings institution, federally chartered • South Carolina
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of March 29, 2010, and entered into by and among HCSB Financial Corporation, a South Carolina corporation (the “Company”), and the purchasers listed on Exhibit A hereto (the “Initial Purchaser”) and any subsequent purchaser (a “Subsequent Purchaser”) who executes a counterpart of this Agreement that is accepted by the Company (each Initial Purchaser and any Subsequent Purchaser is referred to herein as a “Purchaser” and collectively, as the “Purchasers”). Capitalized terms that are not otherwise defined shall have the meanings set forth in Section 11 hereof.
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • February 8th, 2008 • Brookside Technology Holdings, Corp. • Communications services, nec • Florida
This SUBORDINATED NOTE PURCHASE AGREEMENT dated as of August 30, 2007 (this “Agreement”) by and among Brookside Technology Holding Corp., a Florida corporation (the “Company”), and Dynamic Decisions Growth Premium and Dynamic Decisions Strategic Opportunities (collectively, the “Purchaser”).
SUBORDINATED NOTE PURCHASE AGREEMENT $2.0 Million Subordinated Promissory NotesSubordinated Note Purchase Agreement • October 15th, 2021 • Third Coast Bancshares, Inc. • Savings institutions, not federally chartered • Texas
This Subordinated Note Purchase Agreement (this “Agreement”), dated as of September 27, 2020, is entered into by and among Third Coast Bancshares, Inc., a Texas corporation (the “Company”), and Carl A. Davis (the “Purchaser’’).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 5th, 2020 • Franklin Financial Services Corp /Pa/ • State commercial banks • Pennsylvania
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 4, 2020 and is made by and among Franklin Financial Services Corporation, a Pennsylvania corporation (“the Company”), and the several purchasers of the Subordinated Notes identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 18th, 2022 • QCR Holdings Inc • State commercial banks • Illinois
This SUBORDINATED NOTE PURCHASE AGREEMENT, dated as of August 18, 2022 (this “Agreement”), is made by and among QCR Holdings, Inc., a Delaware corporation (the “Company”), and [●] (“Purchaser”).
SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of March 26, 2021 by and among BUSINESS FIRST BANCSHARES, INC. and THE PURCHASERS NAMED HEREINSubordinated Note Purchase Agreement • March 26th, 2021 • Business First Bancshares, Inc. • State commercial banks
This SUBORDINATED NOTE PURCHASE AGREEMENT, dated as of March 26, 2021 (this “Agreement”), is by and among Business First Bancshares, Inc., a Louisiana corporation (the “Company”), and the several purchasers of the Notes (each a “Purchaser” and, collectively, the “Purchasers”).
SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of October 20, 2009Subordinated Note Purchase Agreement • March 1st, 2011 • People's United Financial, Inc. • Savings institution, federally chartered • Massachusetts
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of October 20, 2009 and is made by and among RIVER BANK (“Borrower”) and COMMERCE BANK & TRUST COMPANY (the “Lender”).
Number DescriptionSubordinated Note Purchase Agreement • December 1st, 2020
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • December 4th, 2020 • Capital Bancorp Inc • National commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of November 30, 2020, and is made by and among Capital Bancorp, Inc., a Maryland corporation (the “Company”), and the purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a “Purchaser” and collectively, the “Purchasers”).
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • June 1st, 2021 • HV Bancorp, Inc. • State commercial banks • Pennsylvania
This SUBORDINATED NOTE PURCHASE AGREEMENT (the “Agreement”) is dated as of May 28, 2021, and is made by and between HV Bancorp, Inc. (“Company”), and Fulton Bank, N.A. (the “Noteholder”). Capitalized terms that are not otherwise defined shall have the meanings set forth in Section 1 hereof.
NARA BANK, NATIONAL ASSOCIATION SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • May 15th, 2001 • Nara Bancorp Inc • Blank checks • California
This Subordinated Note Purchase Agreement ("Agreement" or "Purchase Agreement") is made and entered into as of , 1999, by and between Nara Bank, National Association, a national banking association located at 3701 Wilshire Boulevard, Suite 220, Los Angeles, California 90010 ("Bank"), and ("Purchaser"), whose address is , with reference to the following facts:
1 Exhibit 10.125 AMENDED AND RESTATED SUBORDINATED NOTE PURCHASE AGREEMENT Dated as of September 30, 1998Subordinated Note Purchase Agreement • October 26th, 1998 • Ramsay Health Care Inc • Services-hospitals • New York
