Virtus Mutual Funds and Available Share ClassesVirtus Opportunities Trust • September 27th, 2022
*The Virtus KAR Small-Cap Core Fund and the Virtus KAR Small-Cap Growth Fund are no longer available for purchases to new investors, subject to limited exceptions. These funds continue to be available for purchases by existing investors. See the prospectus and SAI for possible exceptions and additional information.
FORM OF INDEMNIFICATION AGREEMENTForm of Indemnification Agreement • September 27th, 2022 • Virtus Opportunities Trust • Delaware
This Indemnification Agreement (this “Agreement”) is effective as of July 1, 2022, by and between (i) each trust whose name is set forth on the signature page (each such trust hereafter referred to as the “Trust”), acting on behalf of itself and each of its portfolio series, whether existing on the date hereof (as listed on Appendix A hereto) or subsequently established (the “Series”) and (ii) the trustee of the Trust whose name is set forth on the signature page (the “Trustee”).
Amendment To Sub-Transfer Agency And Shareholder Services AgreementShareholder Services Agreement • September 27th, 2022 • Virtus Opportunities Trust • New York
This Amendment To Sub-Transfer Agency And Shareholder Services Agreement (“Amendment”), dated as of September 1, 2022 (“Effective Date”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and Virtus Fund Services, LLC (“Company”) and each “Fund”, which is hereby defined to mean each investment company listed on the signature page to this Amendment (individually, an “Investment Company”; collectively, the “Investment Companies”), and, to the extent an Investment Company has one or more series listed on Exhibit B to the Amended Agreement (as defined below), each such series of each such Investment Company, each of the foregoing in its individual and separate capacity.
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • September 27th, 2022 • Virtus Opportunities Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC), and Virtus Alternative Investment Advisers, Inc., a Connecticut corporation (the “Adviser”), on behalf of Virtus Stone Harbor Local Markets Fund, Virtus Stone Harbor Strategic Income Fund, Virtus Stone Harbor Emerging Markets Debt Allocation Fund, Virtus Stone Harbor High Yield Bond Fund, Virtus Stone Harbor Emerging Markets Debt Fund and Virtus Stone Harbor Emerging Markets Corporate Debt Fund (each a “Fund” and collectively, the “Funds”), each a series of Virtus Opportunities Trust, a Delaware statutory trust (the “Trust” and collectively with the Adviser, the “Transferor”)
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • September 27th, 2022 • Virtus Opportunities Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC) and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”), on behalf of Virtus Newfleet Core Plus Bond Fund, Virtus Newfleet High Yield Fund, Virtus Newfleet Low Duration Core Plus Bond Fund, Virtus Newfleet Multi-Sector Intermediate Bond Fund, Virtus Newfleet Multi-Sector Short Term Bond Fund, Virtus Newfleet Senior Floating Rate Fund and Virtus Newfleet Tax-Exempt Bond Fund (each a “Fund” and collectively, the “Funds”), each a series of Virtus Opportunities Trust, a Delaware statutory trust (the “Trust” and collectively with the Adviser, the “Transferor”)
