Transfer and Assumption Agreement Sample Contracts
RECITALSTransfer and Assumption Agreement • December 8th, 2005 • Asap Show, Inc. • Services-business services, nec • Nevada
Standard Contracts
AGREEMENT ---------Transfer and Assumption Agreement • August 28th, 2012 • Usaa Mutual Funds Trust • Texas
AGREEMENT OF CONVEYANCE, TRANSFER AND ASSIGNMENT OF ASSETS AND ASSUMPTION OF OBLIGATIONSTransfer and Assumption Agreement • February 13th, 2008 • Geeks on Call Holdings, Inc. • Electromedical & electrotherapeutic apparatus • Delaware
This Agreement of Conveyance, Transfer and Assignment of Assets and Assumption of Obligations (“Transfer and Assumption Agreement”) is made as of February 8, 2008, by Geeks On Call Holdings, Inc., a Delaware corporation (“Assignor”), and Lightview Holdings, Inc., a Delaware corporation and a wholly-owned subsidiary of Assignor (“Assignee”).
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • February 26th, 2025 • Virtus Alternative Solutions Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of January 1, 2025 (the “Closing Date”) by and among Virtus Investment Advisers, LLC, a Delaware limited liability company (formerly Virtus Investment Advisers, Inc., a Massachusetts corporation) (“VIA” or the “Transferee”); Virtus Alternative Investment Advisers, LLC, a Delaware limited liability company (formerly Virtus Alternative Investment Advisers, Inc., a Connecticut corporation); Virtus Alternative Solutions Trust, a Delaware statutory trust (the “Trust” and collectively with the Adviser, the “Transferor”), on behalf of its series listed on Schedule A attached hereto (the “Fund”); and Duff & Phelps Investment Management Co. (the “Subadviser”).
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • January 29th, 2021 • New York
This Transfer and Assumption Agreement ("Agreement") is made as of ___, March 19, 2001 (the "Effective Time"), by and among Enron Power Marketing, Inc. ("EPMI") and Enron North America Corp. ("ENAC") (EPMI and ENAC each, individually, a "Counterparty" and collectively, the "Counterparties"), Merrill Lynch Capital Services, Inc. ("Transferor"), Merrill Lynch & Co., Inc. ("ML&Co.") and Allegheny Energy Supply Company, LLC (“Transferee”) (Counterparties, Transferor, ML&Co. and Transferee, each, individually a "Party," and collectively the "Parties").
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • January 19th, 2021 • New York
This Transfer and Assumption Agreement (“Agreement”)("Agreement") is made as of ___ at 12:01 a.m., March 16, 19, 2001 (the "Effective Time"), by and among Enron Power Marketing, Inc. ("EPMI") and Enron North America Corp. ("ENAC") (EPMI and ENAC each, individually, a “Counterparty”"Counterparty" and collectively, the "Counterparties"), Merrill Lynch Capital Services, Inc. (“Transferor”),("Transferor"), Merrill Lynch & Co., Inc. ("ML&Co.") and Allegheny Energy Supply Company, LLC (“Transferee”) (Counterparties, Transferor, ML&Co. and Transferee, each, individually a "Party," and collectively the "Parties").
ASSUMPTION AGREEMENTTransfer and Assumption Agreement • October 20th, 2017
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • May 30th, 2017 • Resource Credit Income Fund
This Transfer and Assumption Agreement is made as of this 11th day of April, 2017 by and among Resource Financial Fund Management, Inc. a Delaware corporation (“RFFM”), Resource Alternative Advisor, LLC, a Delaware limited liability company (“RAA”), each of which is currently a registered adviser under the Investment Advisers Act of 1940, as amended, (the “Investment Advisers Act”), and Resource Credit Income Fund (the “Fund”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”).
THE INSURANCE ACT, 2018 ORDERTransfer and Assumption Agreement • January 16th, 2023
WHEREAS by a Transfer and Assumption Agreement made on the Preamble 8th day of September, 2022 (hereinafter together referred to as “the Agreement”) Sagicor General Insurance Inc. (hereinafter referred to as
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • February 26th, 2025 • Virtus Alternative Solutions Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of January 1, 2025 (the “Closing Date”) by and among Virtus Investment Advisers, LLC, a Delaware limited liability company (formerly, Virtus Investment Advisers, Inc., a Massachusetts corporation) (“VIA” or the “Transferee”); Virtus Alternative Investment Advisers, LLC, a Delaware limited liability company (formerly, Virtus Alternative Investment Advisers, Inc., a Connecticut corporation) (the “Adviser”); and Virtus Alternative Solutions Trust, a Delaware statutory trust (the “Trust” and collectively with the Adviser, the “Transferor”), solely with respect to its series listed on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”).
AGREEMENT ACKNOWLEDGING TRANSFER AND ASSUMPTION OF CABLE TELEVISION FRANCHISETransfer and Assumption Agreement • April 14th, 2006
This Agreement acknowledging and approving the transfer and assumption of Cable Television Franchise (this "Transfer") is made and executed this day of
TRANSFER AND ASSUMPTION AGREEMENT This Agreement is made and entered into as of March 31, 2006, by and among Sentinel Advisors Company, a Vermont partnership ("TRANSFEROR"), and Sentinel Asset Management, Inc., a Vermont corporation ("TRANSFEREE")....Transfer and Assumption Agreement • March 30th, 2007 • Sentinel Group Funds Inc • Vermont
TRANSFER AND ASSUMPTION AGREEMENT (Saks Credit Card Master Trust)Transfer and Assumption Agreement • April 16th, 2003 • Saks Credit Card Master Trust • Asset-backed securities • New York
THIS TRANSFER AND ASSUMPTION AGREEMENT (this “Agreement”), dated as of April 15, 2003, is by and among Saks Incorporated, a Tennessee corporation (“Saks”), Saks Credit Corporation, a Delaware corporation (“SCC” and collectively with Saks, the “Saks Parties”), Household Bank (SB), N.A., a national banking association (“Household Bank”), Household Finance Corporation, a Delaware corporation (“HFC”), Household Receivables Acquisition Company, a Delaware corporation (“HRAC”) and HRSI Funding, Inc. III, a Delaware corporation (“HRSI”, and together with Household Bank, HFC and HRAC, the “Household Parties”).
Item 77Q(1)(e) – New or Amended Investment Advisory ContractsTransfer and Assumption Agreement • May 30th, 2017 • Resource Credit Income Fund
A Transfer And Assumption Agreement dated April 11, 2017 by and among the Registrant, Resource Financial Fund Management, Inc., and Resource Alternative Advisor, LLC is filed herewith.
TRANSFER AND ASSUMPTION OF AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTTransfer and Assumption Agreement • August 31st, 2020 • Virtus Opportunities Trust
This Transfer and Assumption Agreement (“Transfer and Assumption Agreement”) effective as of September 1, 2020 (the “Effective Date”) is being provided pursuant to Paragraph 14 of the Amended and Restated Investment Advisory Agreement dated November 20, 2002, as amended, (the “Investment Advisory Agreement”) solely with respect to Virtus Fort Trend Fund (fka Virtus Rampart Equity Trend Fund) (the “Fund”), and is by and among Virtus Opportunities Trust, a Delaware statutory trust (the “Trust”), Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser” and the Trust together, collectively the “Transferor”) and Virtus Alternative Investment Advisers, Inc. (“VAIA” the “Transferee”).
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • April 20th, 2023 • Virtus Variable Insurance Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC) and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”), on behalf of Virtus Newfleet Multi-Sector Intermediate Bond Series and Virtus Strategic Allocation Series (collectively, the “Series”), each a series of Virtus Variable Insurance Trust, a Delaware statutory trust (the “Trust” and the Adviser, collectively, the “Transferor”)
TRANSFER AND ASSUMPTION AGREEMENT This Agreement is made and entered into as of March 31, 2006, by and among Sentinel Administrative Services Company, a Vermont partnership ("TRANSFEROR"), and Sentinel Administrative Services, Inc., a Vermont...Transfer and Assumption Agreement • March 30th, 2007 • Sentinel Group Funds Inc • Vermont
EXHIBIT 6(b) TRANSFER AND ASSUMPTION THIS TRANSFER AND ASSUMPTION is entered into as of June 1, 1997 by and among Davis Selected Advisors, L.P., a Colorado limited partnership (the "Transferor"), Davis Distributors, L.L.C., a Delaware limited...Transfer and Assumption Agreement • August 7th, 1997 • Davis New York Venture Fund Inc
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • January 24th, 2023 • Virtus Equity Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC) and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”), on behalf of Virtus Tactical Allocation Fund (the “Fund”), a series of Virtus Equity Trust, a Delaware statutory trust (the “Trust” and the Adviser, collectively, the “Transferor”)
Exhibit 6(b)Transfer and Assumption Agreement • August 12th, 1997 • Davis Series Inc
ARTICLE I TRANSFER AND ASSUMPTION OF INVESTMENT ADVISORY AGREEMENTSTransfer and Assumption Agreement • July 26th, 2002 • Janus Adviser Series • Colorado
EXHIBIT 10.10 TRANSFER AND ASSUMPTION AGREEMENT This Transfer and Assumption Agreement dated as of January 2, 1997 is entered into by and among Wells Fargo Armored Service Corporation, a Delaware corporation ("Transferor"), Borg-Warner Security...Transfer and Assumption Agreement • April 7th, 1997 • Loomis Fargo & Co
AGREEMENT OF CONVEYANCE, TRANSFER AND ASSIGNMENT OF ASSETS AND ASSUMPTION OF OBLIGATIONSTransfer and Assumption Agreement • May 19th, 2014 • Avalanche International, Corp. • Wholesale-furniture & home furnishings • Nevada
This Agreement of Conveyance, Transfer and Assignment of Assets and Assumption of Obligations (“Transfer and Assumption Agreement”) is made as of May 14, 2014, by Avalanche International Corp., a Nevada corporation (“Assignor”), and John Pulos (“Assignee”).
AGREEMENT OF CONVEYANCE, TRANSFER AND ASSIGNMENT OF ASSETS AND ASSUMPTION OF OBLIGATIONSTransfer and Assumption Agreement • February 12th, 2010 • Datone, Inc • Communications services, nec • Nevada
This Agreement of Conveyance, Transfer and Assignment of Assets and Assumption of Obligations (“Transfer and Assumption Agreement”) is made as of February __, 2010, by Datone, Inc., a Delaware corporation (“Assignor”), and DT Communications, Inc., a Delaware corporation and a wholly-owned subsidiary of Assignor (“Assignee”).
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • January 23rd, 2015 • Mutual Fund Series Trust
This Transfer and Assumption Agreement is made as of this 1st day of February 2015 by and between Camelot Portfolios, LLC, an Ohio limited liability company ("Old Adviser") and Camelot Funds, LLC, an Ohio limited liability company ("New Adviser").
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • March 31st, 2023 • Virtus Stone Harbor Emerging Markets Income Fund • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC) and Virtus Alternative Investment Advisers, Inc., a Connecticut corporation (the “Adviser”), on behalf of Virtus Stone Harbor Emerging Markets Income Fund, a Massachusetts business trust (the “Fund” and collectively with the Adviser, the “Transferor”).
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • September 27th, 2022 • Virtus Opportunities Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC), and Virtus Alternative Investment Advisers, Inc., a Connecticut corporation (the “Adviser”), on behalf of Virtus Stone Harbor Local Markets Fund, Virtus Stone Harbor Strategic Income Fund, Virtus Stone Harbor Emerging Markets Debt Allocation Fund, Virtus Stone Harbor High Yield Bond Fund, Virtus Stone Harbor Emerging Markets Debt Fund and Virtus Stone Harbor Emerging Markets Corporate Debt Fund (each a “Fund” and collectively, the “Funds”), each a series of Virtus Opportunities Trust, a Delaware statutory trust (the “Trust” and collectively with the Adviser, the “Transferor”)
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • September 27th, 2022 • Virtus Opportunities Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC) and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”), on behalf of Virtus Newfleet Core Plus Bond Fund, Virtus Newfleet High Yield Fund, Virtus Newfleet Low Duration Core Plus Bond Fund, Virtus Newfleet Multi-Sector Intermediate Bond Fund, Virtus Newfleet Multi-Sector Short Term Bond Fund, Virtus Newfleet Senior Floating Rate Fund and Virtus Newfleet Tax-Exempt Bond Fund (each a “Fund” and collectively, the “Funds”), each a series of Virtus Opportunities Trust, a Delaware statutory trust (the “Trust” and collectively with the Adviser, the “Transferor”)
TRANSFER AND ASSUMPTION AGREEMENT THE TORONTO-DOMINION BANK (as TD Transferor) - and - TD WATERHOUSE INVESTOR SERVICES (CANADA) INC. (as Transferee) DATED JUNE 28, 1999Transfer and Assumption Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
ContractTransfer and Assumption Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • October 27th, 2015 • Equinox Funds Trust • Delaware
THIS TRANSFER AND ASSUMPTION AGREEMENT (this “Agreement”) is made and entered into as of the 21st day of August, 2015, by and between Equinox Fund Management, LLC, a limited liability company organized under the laws of the state of Delaware, (“EFM”) and Equinox Institutional Asset Management, LP, a limited partnership organized under the laws of the state of Delaware (“EIAM”).
ARTICLE I TRANSFER AND ASSUMPTION OF DISTRIBUTION AGREEMENTSTransfer and Assumption Agreement • July 26th, 2002 • Janus Adviser Series • Colorado
TRANSFER AND ASSUMPTION AGREEMENT TD SECURITIES INC. (as TDSI Transferor) - and - TD WATERHOUSE INVESTOR SERVICES (CANADA) INC. (as Transferee) DATED JUNE 28, 1999Transfer and Assumption Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • January 23rd, 2025 • Virtus Opportunities Trust • Delaware
This Transfer and Assumption Agreement (the “Agreement”) is made as of January 1, 2025 (the “Closing Date”) by and among Virtus Investment Advisers, LLC, a Delaware limited liability company (formerly Virtus Investment Advisers, Inc., a Massachusetts corporation) (“VIA” or the “Transferee”); Virtus Alternative Investment Advisers, LLC, a Delaware limited liability company (formerly Virtus Alternative Investment Advisers, Inc., a Connecticut corporation); Virtus Opportunities Trust, a Delaware statutory trust (the “Trust” and collectively with the Adviser, the “Transferor”), on behalf of its series listed on Schedule A attached hereto (the “Fund”); and Virtus Fixed Income Advisers, LLC (the “Subadviser”).
TRANSFER AND ASSUMPTION AGREEMENTTransfer and Assumption Agreement • May 1st, 2008 • Sentinel Variable Products Trust • Vermont
This Agreement is made and entered into as of May 18, 2007, by and among Equity Services, Inc., a Vermont corporation (“Transferor”), Sentinel Financial Services Company, a Vermont partnership (“Transferee”), National Life Insurance Company, a Vermont corporation (“NLIC”), and Sentinel Variable Products Trust, a Delaware trust (“SVPT”). WHEREAS, Transferee and Transferor are both registered broker/dealers under the Securities and Exchange Act of 1934, as amended; WHEREAS, the Transferor desires to transfer and the Transferee desires to assume the Equity Services, Inc.’s interest in the Participation Agreement by and between Equity Services, Inc., Sentinel Variable Products Trust, and National Life Insurance Company dated July 27, 2000 (“Participation Agreement”); and
