0000940400-06-000650 Sample Contracts

INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 27th day of June, 2006 by and among First Trust Tax-Advantaged Preferred Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership...
Sub-Advisory Agreement • December 29th, 2006 • First Trust Tax-Advantaged Preferred Income Fund • Connecticut

AGREEMENT made as of this 27th day of June, 2006 by and among First Trust Tax-Advantaged Preferred Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the "Manager") and a registered investment adviser with the Securities and Exchange Commission ("SEC"), and Stonebridge Advisors, LLC, a Delaware limited liability company and a registered investment adviser with the SEC (the "Sub-Adviser"). WHEREAS, the Fund is a closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, the Fund has retained the Manager to serve as the investment manager for the Fund pursuant to an Investment Management Agreement between the Manager and the Fund (as such agreement may be modified from time to time, the "Management Agreement"); WHEREAS, the Management Agreement provides that the Manager may, subject to the initial and periodic approvals required under Section 15 of t

AutoNDA by SimpleDocs
INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 27th day of June, 2006, by and between FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND, a Massachusetts business trust (the "Fund"), and FIRST TRUST ADVISORS L.P., an Illinois...
Investment Management Agreement • December 29th, 2006 • First Trust Tax-Advantaged Preferred Income Fund

INVESTMENT MANAGEMENT AGREEMENT made this 27th day of June, 2006, by and between FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND, a Massachusetts business trust (the "Fund"), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the "Adviser"). WITNESSETH: In consideration of the mutual covenants hereinafter contained, it is hereby agreed by and between the parties hereto as follows: 1. The Fund hereby engages the Adviser to act as the investment adviser for, and to manage the investment and reinvestment of the assets of, the Fund in accordance with the Fund's investment objectives and policies and limitations, and to administer the Fund's affairs to the extent requested by and subject to the supervision of the Board of Trustees of the Fund for the period and upon the terms herein set forth. The investment of the Fund's assets shall be subject to the Fund's policies, restrictions and limitations with respect to securities investments as set forth in the Fund's then current r

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!