Item 77Q(1)(e) StoneCastle Financial Corp. The following document is included in the Registrant's Amendment No. 2 filed with the SEC on September 16, 2013, (SEC Accession No. 0001193125-13-366978) and is incorporated by reference herein: Management...StoneCastle Financial Corp. • February 28th, 2014
Item 77Q(1)(e) StoneCastle Financial Corp. The following document is included in the Registrant's Amendment No. 2 filed with the SEC on September 16, 2013, (SEC Accession No. 0001193125-13-366978) and is incorporated by reference herein: Management Agreement Between StoneCastle Financial Corp. and StoneCastle Asset Management LLC, as filed on September 16, 2013.
Item 77Q(1)(d) StoneCastle Financial Corp. The following document is included in the Registrant's Amendment No. 2 filed with the SEC on September 16, 2013, (SEC Accession No. 0001193125-13-366978) and is incorporated by reference herein: Purchase and...StoneCastle Financial Corp. • February 28th, 2014
Item 77Q(1)(d) StoneCastle Financial Corp. The following document is included in the Registrant's Amendment No. 2 filed with the SEC on September 16, 2013, (SEC Accession No. 0001193125-13-366978) and is incorporated by reference herein: Purchase and Sale Agreement between TARP Preferred Holdco I, LLC, TARP Preferred Holdco II, LLC, TARP Preferred Holdco III, LLC, TARP Preferred Holdco IV, LLC, TARP Preferred Holdco V, LLC, TARP Preferred Holdco VI, LLC, and StoneCastle Financial Corp., dated as of August 23, 2013.
