Item 77Q(1)(e) StoneCastle Financial Corp. The following document is included in the Registrant's Amendment No. 2 filed with the SEC on September 16, 2013, (SEC Accession No. 0001193125-13-366978) and is incorporated by reference herein: Management...

Item 77Q(1)(e)
StoneCastle Financial Corp.
The following document is included in the Registrant's Amendment
No. 2 filed with the SEC on September 16, 2013, (SEC Accession
No. 0001193125-13-366978) and is incorporated by reference
herein:
Management Agreement Between StoneCastle Financial Corp. and
StoneCastle Asset Management LLC, as filed on September 16,
2013.