FORM OF TRANSFER AGENT SERVICES AGREEMENTTransfer Agent Services Agreement • December 20th, 2024 • Figure Certificate Co • California
This Transfer Agent Services Agreement (the “Agreement”) is entered into on December [__], 2024 by and between Figure Equity Solutions, Inc. (the “Transfer Agent”), a Delaware corporation, and Figure Certificate Company, a Delaware corporation (the “Fund,” each a “Party,” and, collectively, the “Parties”).
FORM OF AML/KYC SERVICE PROVIDER AGREEMENTAml/Kyc Service Provider Agreement • December 20th, 2024 • Figure Certificate Co • California
This AML/KYC Service Provider Agreement (this “Agreement”) is entered into on December [__], by and between Figure Payments Corporation (“Figure Payments”), a Delaware corporation, and Figure Certificate Company, a Delaware corporation (the “Fund,” each a “Party,” and, collectively, the “Parties”).
FORM OF ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • December 20th, 2024 • Figure Certificate Co • California
WHEREAS, the Fund is a face-amount certificate company registered under the Investment Company Act of 1940, as amended (the “1940 Act”);
CUSTODY AGREEMENT Dated [ ] Between [CUSTODIAN] and FIGURE CERTIFICATE COMPANY CUSTODY AGREEMENTCustody Agreement • December 20th, 2024 • Figure Certificate Co
This agreement ("Agreement") made as of the date first set forth above between [Custodian] (hereinafter "Custodian") and Figure Certificate Company, a Delaware corporation (the "Fund").
FORM OF INVESTMENT ADVISORY AGREEMENT BY AND BETWEEN FIGURE CERTIFICATE COMPANY AND FIGURE INVESTMENT ADVISORS, LLCInvestment Advisory Agreement • December 20th, 2024 • Figure Certificate Co
This Investment Advisory Agreement ("Agreement") made as of [__], 2024 (the "Effective Date"), between Figure Certificate Company (the "Company"), a Delaware corporation, and Figure Investment Advisors, LLC (the "Advisor"), a Delaware limited liability company.
