THIS AMENDMENT OF EXHIBITS TO THE MASTER SERVICE AGREEMENT MADE EFFECTIVE AS OF JUNE 28, 1999 By: THE TORONTO-DOMINION BANK, (a Canadian chartered bank), (hereinafter referred to as “TD Bank”)Master Service Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJanuary 26th, 2001 Company IndustryTD WATERHOUSE GROUP, INC., a corporation incorporated under the laws of the State of Delaware (hereinafter referred to as the “Company”).
TAX SHARING AGREEMENTTax Sharing Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJanuary 26th, 2001 Company Industry JurisdictionTHIS TAX SHARING AGREEMENT dated as of June 28, 1999 is made and entered into by Waterhouse Investor Services, Inc. a Delaware corporation (“WISI”) and TD Waterhouse Group, Inc., a Delaware corporation (“TD Waterhouse”) and their Affiliates.
THE TORONTO-DOMINION BANK TRANSFER AND ASSUMPTION AGREEMENT TRANSFER AND ASSUMPTION AGREEMENT SHARE TRANSFER AGREEMENT AMENDED AND RESTATED CERTIFICATE OF INCORPORATION CERTIFICATE OF DESIGNATION MASTER SERVICES AGREEMENT TAX SHARING AGREEMENT...Stock Option Plan • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services • Ontario
Contract Type FiledJanuary 26th, 2001 Company Industry Jurisdiction
AMENDMENT TO THE MASTER SERVICES AGREEMENTMaster Services Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJanuary 26th, 2001 Company IndustryTD WATERHOUSE GROUP, INC., a corporation incorporated under the laws of the State of Delaware (hereinafter referred to as the “Company”).
TRANSFER AND ASSUMPTION AGREEMENT THE TORONTO-DOMINION BANK (as TD Transferor) - and - TD WATERHOUSE INVESTOR SERVICES (CANADA) INC. (as Transferee) DATED JUNE 28, 1999Transfer and Assumption Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJanuary 26th, 2001 Company Industry
ContractTransfer and Assumption Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJanuary 26th, 2001 Company Industry
MASTER SERVICES AGREEMENT BETWEEN THE TORONTO-DOMINION BANK AND TD WATERHOUSE GROUP, INC. DATED JUNE 28, 1999 McCarthy Tétrault Toronto, OntarioMaster Services Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJanuary 26th, 2001 Company IndustryWHEREAS TD Bank, TD Securities Inc. (“TDSI”) and the Company have entered into a series of agreements to (a) transfer to a newly-formed subsidiary of the Company, namely TD Waterhouse Securities (Canada), Inc., TDSI’s Canadian discount brokerage business, brokerage and clearing business and assets and liabilities of TD Bank related to its provision of services to such businesses and (b) to transfer all of the stock of TD Bank’s United Kingdom, Australia and Hong Kong discount broker subsidiaries to the Company, subject to and in accordance with the terms of those agreements;
TRANSFER AND ASSUMPTION AGREEMENT TD SECURITIES INC. (as TDSI Transferor) - and - TD WATERHOUSE INVESTOR SERVICES (CANADA) INC. (as Transferee) DATED JUNE 28, 1999Transfer and Assumption Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJanuary 26th, 2001 Company Industry
SHARE TRANSFER AGREEMENTShare Transfer Agreement • January 26th, 2001 • Td Waterhouse Group Inc • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJanuary 26th, 2001 Company IndustryWHEREAS Vendor wishes to transfer the shares of its United Kingdom, Australia and Hong Kong discount broker subsidiaries to the Purchaser and Purchaser wishes to acquire such shares from the Vendor, subject to and in accordance with the terms and conditions hereof;