0000950123-09-011926 Sample Contracts

PENSON WORLDWIDE, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 3, 2009 8.0% Convertible Senior Notes due 2014
Indenture • June 5th, 2009 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • New York

INDENTURE dated as of June 3, 2009 between Penson Worldwide, Inc., a Delaware corporation, as issuer (hereinafter sometimes called the “Company”, as more fully set forth in Section 1.01) and U.S. Bank National Association, a national banking association organized under the laws of the United States of America, as trustee (hereinafter sometimes called the “Trustee”, as more fully set forth in Section 1.01).

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