TRADE NAME AND TRADEMARK AGREEMENTTrade Name and Trademark Agreement • June 8th, 2009 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
This TRADE NAME AND TRADEMARK AGREEMENT (this “Agreement”), dated and effective as of June 5, 2009, is entered into by and between Broadpoint Securities Group, Inc., a New York corporation (“Parent”); Magnolia Advisory LLC, a Delaware limited liability company (“Merger Sub” and together with Parent the “Buying Parties”); Mr. Eric Gleacher, an individual (“Mr. Gleacher”); Gleacher Fund Advisors LP, a Delaware limited partnership (“Gleacher Fund Advisors”); Gleacher Advisors LLC, a Delaware limited liability company (“Gleacher Advisors”); Gleacher Mezzanine Fund I, L.P., a Delaware limited partnership (“Gleacher Mezzanine Fund I”); and Gleacher Mezzanine Fund P, L.P., a Delaware limited partnership (“Gleacher Mezzanine Fund P”, together with Gleacher Fund Advisors, Gleacher Advisors, Gleacher Mezzanine Fund I and Gleacher Mezzanine Fund P being collectively referred to as the “Gleacher Entities” and together with Mr. Gleacher the “Gleacher Parties”).
REGISTRATION RIGHTS AGREEMENT dated as of June 5, 2009 between BROADPOINT SECURITIES GROUP, INC. and ERIC J. GLEACHERRegistration Rights Agreement • June 8th, 2009 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
This Registration Rights Agreement (this “Agreement”) is dated as of June 5, 2009, by BROADPOINT SECURITIES GROUP, INC., a New York corporation (the “Company”), and ERIC J. GLEACHER (the “Investor”).
