OCULUS INNOVATIVE SCIENCES, INC. Form of Warrant for the Purchase of Shares of Common Stock, Par Value $0.0001 per ShareWarrant Agreement • July 9th, 2009 • Oculus Innovative Sciences, Inc. • Surgical & medical instruments & apparatus • California
THIS CERTIFIES that, for consideration, the receipt and sufficiency of which are hereby acknowledged, and other value received, (the “Holder”) is entitled to subscribe for, and purchase from, OCULUS INNOVATIVE SCIENCES, INC., a Delaware corporation (the “Company”), upon the terms and conditions set forth herein, at any time or from time to time six months after the date this warrant is issued (the “Initial Exercise Date”) until five years after the Issue Date (the “Exercise Period”), up to an aggregate of shares of common stock, par value $0.0001 per share (the “Common Stock”), of the Company. This Warrant is initially exercisable at a price of $ per share, subject to adjustment as described in this Warrant. The term “Exercise Price” shall mean, depending on the context, the initial exercise price (as set forth above) or the adjusted exercise price per share. The Company may, in its sole discretion, reduce the then current Exercise Price to any amount or extend the Exercise Period, at
DAWSON JAMES SECURITIES, INC. Boca Raton, Florida 33432Engagement Letter • July 9th, 2009 • Oculus Innovative Sciences, Inc. • Surgical & medical instruments & apparatus
This letter amends and clarifies the letter agreement between Oculus Innovative Sciences, Inc. (“Oculus”) and Dawson James Securities, Inc. (“DJSI”) dated April 10, 2009 (the “Engagement Letter”) as follows:
