SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • November 6th, 2009 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of September 22, 2009, is by and among PENSON WORLDWIDE, INC., a Delaware corporation (the “Borrower”), each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”), REGIONS BANK, as Administrative Agent (in such capacity, the “Administrative Agent”), Swing Line Lender, and Letter of Credit Issuer, COMPASS BANK, an Alabama banking corporation successor in interest to Guaranty Bank, and REGIONS CAPITAL MARKETS, a division of Regions Bank, as Joint Lead Arrangers, and COMPASS BANK, an Alabama banking corporation successor in interest to Guaranty Bank, as Syndication Agent.
