JOINT CANCELLATION DIRECTION AND RELEASEJoint Cancellation Direction and Release • November 9th, 2009 • PVF Capital Corp • Savings institution, federally chartered • New York
THIS JOINT CANCELLATION DIRECTION AND RELEASE, dated as of September 3, 2009 (this “Cancellation Direction”) is entered into by and among PVF CAPITAL CORP. (the “Company”), PVF CAPITAL TRUST I (the “Trust”) and The Bank of New York Mellon Trust Company, National Association, (as successor to JPMorgan Chase Bank) (“BNYM”), not in its individual capacity, but solely as Institutional Trustee (as defined in the Trust Agreement described below) and as Trustee (as defined in the Indenture described below).
EXCHANGE AGREEMENTExchange Agreement • November 9th, 2009 • PVF Capital Corp • Savings institution, federally chartered • Ohio
THIS EXCHANGE AGREEMENT (this “Agreement”), dated as of October 9, 2009, by and among each of the individuals whose name and address is set forth on the signature pages to this Agreement (each such individual an “Investor” and, collectively, the “Investors”), and PVF CAPITAL CORP., an Ohio corporation (the “Company”).
COMMON STOCK WARRANT OF PVF CAPITAL CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF OHIOPVF Capital Corp • November 9th, 2009 • Savings institution, federally chartered • New York
This Warrant is issued in connection with the Exchange Agreement of even date herewith executed by and among the Investor, Cohen & Company Financial Management, LLC, and the Company (the “Exchange Agreement”).
COMMON STOCK WARRANT OF PVF CAPITAL CORP. INCORPORATED UNDER THE LAWS OF THE STATE OF OHIOPVF Capital Corp • November 9th, 2009 • Savings institution, federally chartered • New York
This Warrant is issued in connection with the Exchange Agreement of even date herewith executed by and among the Investor, Cohen & Company Financial Management, LLC, and the Company (the “Exchange Agreement”).
EXCHANGE AGREEMENTExchange Agreement • November 9th, 2009 • PVF Capital Corp • Savings institution, federally chartered • New York
THIS EXCHANGE AGREEMENT (this “Agreement”), dated as of September 1, 2009, by and among ALESCO PREFERRED FUNDING IV, LTD., a Cayman Islands exempted company (the “Alesco CDO”), COHEN & COMPANY FINANCIAL MANAGEMENT, LLC (“Manager”), and PVF CAPITAL CORP., an Ohio bank holding company (the “Company”).
