MEMORANDUM OF AGREEMENT (Expense Limitations)Memorandum of Agreement • February 12th, 2010 • Aim Variable Insurance Funds
This Memorandum of Agreement is entered into as of the Effective Date on the attached exhibits (the “Exhibits”), between AIM Counselor Series Trust, AIM Equity Funds, AIM Funds Group, AIM Growth Series, AIM International Mutual Funds, AIM Investment Funds, AIM Investment Securities Funds, AIM Sector Funds, AIM Tax-Exempt Funds, AIM Variable Insurance Funds and Short-Term Investments Trust (each a “Trust” or, collectively, the “Trusts”), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the “Funds”), and Invesco Aim Advisors, Inc. (“Invesco Aim”). Invesco Aim shall and hereby agrees to waive fees or reimburse expenses of each Fund, on behalf of its respective classes as applicable, severally and not jointly, as indicated in the attached Exhibits.
AMENDMENT NO. 1 PARTICIPATION AGREEMENTParticipation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement, (the “Agreement”), dated July 1, 2005, by and among AIM Variable Insurance Funds, a Delaware Trust (“AVIF”), A I M Distributors, Inc., a Delaware corporation (“AIM”), AXA Equitable Life Insurance Company, a New York life insurance company (“LIFE COMPANY”), on behalf of itself and each of its segregated asset accounts listed in Schedule A hereto, as the parties hereto may amend from time to time (each, an “Account,” and collectively, the “Accounts”); and AXA Advisors, LLC and AXA Distributors LLC, each an affiliate of LIFE COMPANY and the principal underwriters of the contracts (“UNDERWRITER”) (collectively, the “Parties”), is hereby amended as follows:
MEMORANDUM OF AGREEMENT (Advisory Fee Waivers)Memorandum of Agreement • February 12th, 2010 • Aim Variable Insurance Funds
This Memorandum of Agreement is entered into as of the effective date on the attached Exhibit A and B (each an “Exhibit” or, collectively the “Exhibits”), between AIM Counselor Series Trust, AIM Equity Funds, AIM Funds Group, AIM Growth Series, AIM International Mutual Funds, AIM Investment Funds, AIM Investment Securities Funds, AIM Sector Funds, AIM Tax-Exempt Funds, AIM Treasurer’s Series Trust, AIM Variable Insurance Funds and Short-Term Investments Trust (each a “Trust” or, collectively, the “Trusts”), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the “Funds”), and Invesco Aim Advisors, Inc. (“Invesco Aim”). Invesco Aim shall and hereby agrees to waive fees of the Funds, on behalf of their respective classes as applicable, severally and not jointly, as indicated in the Exhibits.
FOURTH AMENDED AND RESTATED MEMORANDUM OF AGREEMENT (SECURITIES LENDING ADMINISTRATIVE FEE WAIVER)Memorandum of Agreement • February 12th, 2010 • Aim Variable Insurance Funds
This Fourth Amended and Restated Memorandum of Agreement is entered into as of the dates indicated on Exhibit “A” between AIM Counselor Series Trust, AIM Equity Funds, AIM Funds Group, AIM Growth Series, AIM International Mutual Funds, AIM Investment Funds, AIM Investment Securities Funds, AIM Sector Funds, AIM Tax-Exempt Funds, AIM Treasurer’s Series Trust, AIM Variable Insurance Funds and Short-Term Investments Trust (each a “Fund” and collectively, the “Funds”), on behalf of the portfolios listed on Exhibit “A” to this Memorandum of Agreement (the “Portfolios”), and Invesco Aim Advisors, Inc. (“Invesco Aim”).
AMENDMENT NO. 2 PARTICIPATION AGREEMENTParticipation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement (the “Agreement”), dated as of September 14, 2005, by and among AIM Variable Insurance Funds, a Delaware trust, Invesco Aim Distributors, Inc., a Delaware corporation, and New York Life Insurance and Annuity Corporation, a Delaware life insurance company, is hereby amended as follows:
AMENDMENT NO. 9 PARTICIPATION AGREEMENTParticipation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement (the “Agreement”), dated as of July 2, 1998, by and among AIM Variable Insurance Funds, a Delaware trust (“AVIF”); Invesco Aim Distributors, Inc., a Delaware corporation (“AIM”), Hartford Life Insurance Company, a Connecticut life insurance company, Harford Life and Annuity Insurance Company, a Connecticut life insurance company (collectively, “LIFE COMPANY”) and Hartford Securities Distribution Company, Inc., a Connecticut corporation (“UNDERWRITER”), is hereby amended as follows:
AMENDMENT NO. 2 DATED SEPTEMBER 30, 2009 TO THE PARTICIPATION AGREEMENT DATED APRIL 30, 2004Participation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement (the “Agreement”), dated April 30, 2004, by and among AIM Variable Insurance Funds, a Delaware trust (“AVIF”); Invesco Aim Distributors, Inc., a Delaware corporation (“AIM”), Metropolitan Life Insurance Company, a New York life insurance company, (“LIFE COMPANY”), on behalf of itself and each of its segregated asset accounts listed in Schedule A hereto, as the parties hereto may amend from time to time (each an “Account,” and collectively, the “Accounts”), is hereby amended as follows:
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement (the “Agreement”), dated as of May 1, 1998, by and among AIM Variable Insurance Funds, a Delaware trust (“AVIF”); A I M Distributors, Inc., a Delaware corporation (“AIM”); Transamerica Life Insurance Company (formerly, PFL Life Insurance Company), an Iowa life insurance company (“LIFE COMPANY”) and Transamerica Capital, Inc. (replacing AFSG SECURITIES CORPORATION by Amendment and Novation), is hereby amended as follows:
AMENDMENT NO. 4 PARTICIPATION AGREEMENTParticipation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement (the “Agreement”), dated December 31, 1997, by and among AIM Variable Insurance Funds, a Delaware Trust (“AVIF”), A I M Distributors, Inc., a Delaware corporation (“AIM”), MetLife Investors Insurance Company, a Missouri life insurance company (“MetLife”), and MetLife Investors Distribution Company, a Missouri corporation (“MLIDC”), is hereby amended as follows:
AMENDMENT NO. 8 PARTICIPATION AGREEMENTParticipation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement (the “Agreement”), dated as of July 2, 1998, as amended, November 1, 2000, September 20, 2001, June 1, 2003, November 3, 2003, May 1, 2004, May 1, 2008, and May 1, 2009, by and among AIM Variable Insurance Funds, a Delaware trust (“AVIF”); Invesco Aim Distributors, Inc., a Delaware corporation (“AIM”), Hartford Life Insurance Company, a Connecticut life insurance company, Harford Life and Annuity Insurance Company, a Connecticut life insurance company (collectively, “LIFE COMPANY”) and Hartford Securities Distribution Company, Inc., a Connecticut corporation (“UNDERWRITER”), is hereby amended as follows:
AMENDMENT TO PARTICIPATION AGREEMENTParticipation Agreement • February 12th, 2010 • Aim Variable Insurance Funds
The Participation Agreement (the “Agreement”), dated as of May 1, 2002, by and among AIM Variable Insurance Funds, a Delaware trust (“AVIF”), Transamerica Financial Life Insurance Company (formerly, AUSA Life Insurance Company, Inc.) (“LIFE COMPANY”) and Transamerica Capital, Inc. (replacing AFSG Securities Corporation by Amendment and Novation), is hereby amended as follows.
