PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (Annual Grant)Restricted Stock Agreement • February 26th, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies • Delaware
This is a Restricted Stock Agreement (“Agreement”) between Piper Jaffray Companies, a Delaware corporation (the “Company”), and the above-named employee of the Company or an Affiliate of the Company (the “Employee”).
FIRST AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY)Loan Agreement (Broker-Dealer VRDN Facility) • February 26th, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies
THIS FIRST AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY) (this “Amendment”) made and entered into as of November 3, 2008, by and between: PIPER JAFFRAY & CO., a Delaware corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”); has reference to the following facts and circumstances (the “Preambles”):
SECOND AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY)Loan Agreement (Broker-Dealer VRDN Facility) • February 26th, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies
THIS SECOND AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY) (this “Amendment”) made and entered into as of September 25, 2009, by and between: PIPER JAFFRAY & CO., a Delaware corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”); has reference to the following facts and circumstances (the “Preambles”):
INTERNATIONAL ASSIGNMENT Letter of UnderstandingInternational Assignment Letter of Understanding • February 26th, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies
This letter describes the general parameters and conditions of our offer to you for a temporary international assignment with Piper Jaffray & Co. (“Piper Jaffray”).
