FIRST AMENDMENT TO SUBLEASESublease • May 7th, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies
THIS FIRST AMENDMENT TO SUBLEASE is made and entered into as of this 26th day of March, 2010, by and between U.S. BANCORP, a Delaware corporation (“Landlord”), and PIPER JAFFRAY & CO., a Delaware corporation formerly known as U.S. Bancorp Piper Jaffray Inc. (“Tenant”).
March 1, 2010Letter Agreement • May 7th, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies • Delaware
This letter agreement (this “Agreement”) is made as of March 1, 2010, by and between Piper Jaffray Companies (“Piper”) and Brien M. O’Brien (“O’Brien”), in connection with the transactions contemplated by that certain Securities Purchase Agreement, dated as of December 20, 2009, by and among Piper, Piper Jaffray Newco, Inc., Advisory Research Holdings, Inc., a Delaware corporation (the “Company”), O’Brien, TA Associates, Inc. and the other parties signatory thereto (the “Purchase Agreement”). Capitalized terms used herein but not otherwise defined shall have the meanings given to them in the Purchase Agreement.
PIPER JAFFRAY COMPANIES RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • May 7th, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies • Delaware
This is a Restricted Stock Agreement (“Agreement”) between Piper Jaffray Companies, a Delaware corporation (the “Company”), and the above-named recipient (the “Recipient”).
