AMENDMENT NO. 3 TO STOCKHOLDERS AGREEMENTStockholders Agreement • August 17th, 2010 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Delaware
This AMENDMENT NO. 3 TO STOCKHOLDERS AGREEMENT (this “Agreement”) is made and entered into this 6th day of August 2010 by and among TD AMERITRADE Holding Corporation (the “Company”), the stockholders of the Company listed on the signature pages hereto under the heading “R Parties” (collectively, the “R Parties”), The Toronto-Dominion Bank, a Canadian chartered bank (“TD Bank”), TD Luxembourg International Holdings S.à r.l., a Luxembourg company and a direct, wholly-owned subsidiary of TD Bank (“TD Lux” and, together with TD Bank, “TD”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Stockholders Agreement (defined below).
JOINDER AND WAIVER TO STOCKHOLDERS AGREEMENTJoinder and Waiver to Stockholders Agreement • August 17th, 2010 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Delaware
This JOINDER AND WAIVER TO STOCKHOLDERS AGREEMENT (this “Agreement”) is made and entered into this 19th day of July 2010 by and among TD AMERITRADE Holding Corporation (the “Company”), the stockholders of the Company listed on the signature pages hereto under the heading “R Parties” (collectively, the “R Parties”), The Toronto-Dominion Bank, a Canadian chartered bank (“TD Bank”), TD Discount Brokerage Holdings LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of TD Bank (“TD Holdings”), TD Discount Brokerage Acquisition LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of TD Bank (“TD Acquisition”), and TD Discount Brokerage Hedging LLC, a Delaware limited liability company and a direct, wholly-owned subsidiary of TD Bank (“TD Hedging” and, collectively with TD Bank, TD Holdings and TD Acquisition, “TD”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Stockholders Agreem
