INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 30th, 2010 • FundVantage Trust • Delaware
AGREEMENT made as of August 9, 2010, between FundVantage Trust, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Fund”), and DuPont Capital Management Corporation (the “Investment Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 30th, 2010 • FundVantage Trust • Delaware
AGREEMENT made as of July 22, 2010, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (each, a “Fund”, and together the “Funds”), and ESTABROOK CAPITAL MANAGEMENT LLC (herein called the “Investment Adviser”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 30th, 2010 • FundVantage Trust
This Agreement is entered into as of the 22nd day of July, 2010, between Estabrook Capital Management LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Estabrook Investment Grade Fixed Income Fund (the “Fund”).
FAIR VALUE SERVICES AMENDMENT TO ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • August 30th, 2010 • FundVantage Trust • Delaware
This Fair Value Services Amendment (the “Amendment”) is made as of the 12th day of August, 2010, by and between, BNY MELLON INVESTMENT SERVICING (US) INC. (“BNY Mellon”) and FundVantage Trust (the “Trust”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 30th, 2010 • FundVantage Trust
THIS AGREEMENT is entered into as of the 17th of December, 2008, as amended and restated August 30, 2010, by and between WENTWORTH, HAUSER AND VIOLICH, INC. (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of WHV International Equity Fund (the “Fund”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 30th, 2010 • FundVantage Trust
This Agreement is entered into as of the 11 day of August, 2010, between DuPont Capital Management Corporation (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of DuPont Capital Emerging Markets Fund (the “Fund”).
Underwriting Agreement for: FundVantage TrustUnderwriting Agreement • August 30th, 2010 • FundVantage Trust
Effective as of the closing of the sale of PNC Global Investment Servicing Inc. (“PGIS”), the indirect parent of PFPC Distributors, Inc. to THE BANK OF NEW YORK MELLON CORPORATION by THE PNC FINANCIAL SERVICES GROUP, INC., FundVantage Trust (the “Trust”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and BNY Mellon Distributors Inc. (formerly known as PFPC Distributors, Inc.) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of July 19, 2007, as amended, including Exhibit A, as attached hereto and as amended from time to time (the “Existing Agreement”). Except as described below, The terms and conditions of the Existing Agreement are incorporated herein by reference. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • August 30th, 2010 • FundVantage Trust
THIS AGREEMENT is entered into as of the 20th day of June 2010, between POLEN CAPITAL MANAGEMENT, LLC (the “Adviser”) and FUNDVANTAGE TRUST (the “Trust”), on behalf of the Polen Growth Fund (the “Fund”).
