0000950123-10-100176 Sample Contracts

THIRD AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY)
Loan Agreement (Broker-Dealer VRDN Facility) • November 3rd, 2010 • Piper Jaffray Companies • Security brokers, dealers & flotation companies

THIS THIRD AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY) (this “Amendment”) made and entered into as of September 30, 2010, by and between: PIPER JAFFRAY & CO., a Delaware corporation (“Borrower”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (“Lender”); has reference to the following facts and circumstances (the “Preambles”):

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