FORESIDE FUND SERVICES, LLC DEALER AGREEMENTDealer Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company series (each, a “Fund”) of the trust referenced above and covered hereunder (collectively, “Trust”), which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company series (each, a “Fund”) of the trust referenced above and covered hereunder (collectively, “Trust”), which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
WHEREAS, pursuant to a distribution agreement by and between the Distributor and del Rey Global Investors Funds (the “Trust”) dated as of January 27, 2011 (the “Distribution Agreement”), the Distributor acts as the principal underwriter and distributor of shares of certain series (the “Funds”) of the Trust, as listed in Exhibit A to the Distribution Agreement; and
FUND CCO AGREEMENTFund Cco Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
AGREEMENT made as of January 27, 2011 by and between del Rey Global Investors Funds, a Delaware statutory trust (the “Fund Company”), with its principal office and place of business at 6701 Center Drive West, Suite 655, Los Angeles, California 90045, and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
