FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN HIGHLAND TREND FOLLOWING FUND AND HIGHLAND FUNDS ASSET MANAGEMENT, L.P. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 25th, 2011 • Highland Funds Ii • Massachusetts
AGREEMENT made as of [_____ ], 2011, by and between Highland Funds Asset Management, L.P., a Delaware limited partnership (the “Adviser”), and Highland Funds II, a Massachusetts business trust (fka GE Funds the “Trust”), on behalf of its series, Highland Trend Following Fund (the “Fund”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 25th, 2011 • Highland Funds Ii • Delaware
AGREEMENT made as of [_______], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and Incline Capital, LLC, a Nevada Limited Liability Company (the “Sub-Adviser”).
FORM OF SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • August 25th, 2011 • Highland Funds Ii
THIS AGREEMENT is made as of [_______], 2011 by and between HIGHLAND FUNDS ASSET MANAGEMENT, L.P., a Delaware limited partnership (“Highland”), and BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation (“BNY”).
FORM OF SCHEDULE IICustody Agreement • August 25th, 2011 • Highland Funds Ii
THIS REVISED EXHIBIT A, dated as of [____ __], 2011, is Schedule II to that certain Custody Agreement dated as of February __, 2011 between the BANK OF NEW YORK MELLON and HIGHLAND FUNDS II. This Schedule II is revised for the addition of Highland Trend Following Fund and shall supersede all previous forms of this Schedule II.
FORM OF EXHIBIT AUnderwriting Services Agreement • August 25th, 2011 • Highland Funds Ii
THIS REVISED EXHIBIT A, dated as of [____ __], 2011, is Exhibit A to that certain Underwriting Services Agreement dated as of February __, 2011 between BNY MELLON DISTRIBUTORS INC. and HIGHLAND FUNDS II. This Exhibit A is revised for the addition of Highland Trend Following Fund and shall supersede all previous forms of this Exhibit A.
FORM OF EXHIBIT ATransfer Agency Services Agreement • August 25th, 2011 • Highland Funds Ii
THIS REVISED EXHIBIT A, dated as of [____ __], 2011, is Exhibit A to that certain Transfer Agency Services Agreement dated as of February __, 2011 between BNY MELLON INVESTMENT SERVICING (US) INC. and HIGHLAND FUNDS II. This Exhibit A is revised for the addition of Highland Trend Following Fund and shall supersede all previous forms of this Exhibit A.
FORM OF EXHIBIT AAccounting Services Agreement • August 25th, 2011 • Highland Funds Ii
THIS REVISED EXHIBIT A, dated as of [______], 2011, is Exhibit A to that certain Accounting Services Agreement dated as of February __, 2011 between BNY MELLON INVESTMENT SERVICING (US) INC. and HIGHLAND FUNDS II. This Exhibit A is revised for the addition of Highland Trend Following Fund and shall supersede all previous forms of this Exhibit A.
FORM OF ADMINISTRATION SERVICES AGREEMENTAdministration Services Agreement • August 25th, 2011 • Highland Funds Ii
THIS AGREEMENT is made as of [____________], 2011 by and between HIGHLAND FUNDS ASSET MANAGEMENT, L.P., a Delaware limited partnership (“Highland”), and HIGHLAND FUNDS II, a Massachusetts business trust (the “Fund”).
