0000950123-20-009977 Sample Contracts

SUBSCRIPTION ESCROW AGREEMENT

Subscription Escrow Agreement • September 28th, 2020 • Gladstone Companies, Inc. • Investment advice • Delaware

• Contract Type
  Subscription Escrow Agreement
• Filed
  September 28th, 2020
• Company
  Gladstone Companies, Inc.
• Industry
  Investment advice
• Jurisdiction
  Delaware

THIS SUBSCRIPTION ESCROW AGREEMENT dated as of September 9, 2020 (this “Agreement”), is entered into between The Gladstone Companies, Inc. (the “Company”) and UMB Bank, National Association, a national banking association, as escrow agent (the “Escrow Agent”).

Expense Sharing Agreement

Expense Sharing Agreement • September 28th, 2020 • Gladstone Companies, Inc. • Investment advice

• Contract Type
  Expense Sharing Agreement
• Filed
  September 28th, 2020
• Company
  Gladstone Companies, Inc.
• Industry
  Investment advice

This Expense Sharing Agreement (this “Agreement”) is entered into as of September 11, 2020, by and between The Gladstone Companies, Ltd., a Cayman Islands Exempted Company (“Limited”); The Gladstone Companies, Inc., a Delaware corporation (“Inc.”); and Gladstone Management Corporation, a Delaware corporation (“GMC”).