SHARE SURRENDER AGREEMENTShare Surrender Agreement • November 13th, 2002 • Blackrock Inc /Ny • Investment advice • New York
THIS SHARE SURRENDER AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2002, by and between BlackRock, Inc., a Delaware corporation (“BlackRock”), PNC Asset Management, Inc., a Delaware corporation (“PAM”) and an indirect wholly-owned subsidiary of The PNC Financial Services Group, Inc., a Pennsylvania corporation (“PNC”), and PNC.
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED STOCKHOLDERS AGREEMENTStockholders Agreement • November 13th, 2002 • Blackrock Inc /Ny • Investment advice • New York
This AMENDMENT NO. 1 TO THE AMENDED AND RESTATED STOCKHOLDERS AGREEMENT (this “Amendment”) is made and entered into as of October 10, 2002, by and among BLACKROCK, INC., a Delaware corporation (together with any successor, “BlackRock”), PNC ASSET MANAGEMENT, INC. a Delaware corporation (together with any successor and with any assignee or group of assignees (treated for this purpose as a single assignee) that holds or beneficially owns at least a majority of the voting power of BlackRock’s Common Stock, “PAM”), and the director(s) of BlackRock nominated by the BlackRock Management Committee (“Management Committee Directors”), amending and supplementing the Amended and Restated Stockholders Agreement, dated as of September 30, 1999 (the “Stockholders Agreement”), among BlackRock, PAM and the Employee Stockholders. Capitalized terms used herein and not otherwise defined herein have the meanings ascribed thereto in the Stockholders Agreement.
AMENDMENT NO. 1 TO THE REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 13th, 2002 • Blackrock Inc /Ny • Investment advice • New York
This AMENDMENT NO. 1 TO THE REGISTRATION RIGHTS AGREEMENT (this “Amendment”) is made and entered into as of October 10, 2002, by and among BLACKROCK, INC., a Delaware corporation (“BlackRock”), PNC ASSET MANAGEMENT, INC., a Delaware corporation (“PNC”), and the persons listed on the signature pages hereof (the “Management Stockholders”), amending and supplementing the Registration Rights Agreement, dated as of October 6, 1999 (the “Registration Rights Agreement”), among BlackRock, PNC and the Employee Stockholders. Capitalized terms used herein and not otherwise defined herein have the meanings ascribed thereto in the Registration Rights Agreement.
EMPLOYMENT AGREEMENTEmployment Agreement • November 13th, 2002 • Blackrock Inc /Ny • Investment advice • New York
AGREEMENT by and between BlackRock, Inc., a Delaware corporation (the “Company”) and Laurence Fink (the “Executive”) dated as of the 10th day of October, 2002 (the “Agreement”).
AMENDMENT NO. 1 TO THE INITIAL PUBLIC OFFERING AGREEMENTInitial Public Offering Agreement • November 13th, 2002 • Blackrock Inc /Ny • Investment advice • New York
This AMENDMENT NO. 1 TO THE INITIAL PUBLIC OFFERING AGREEMENT (this “Amendment”) is made and entered into as of October 10, 2002, by and among THE PNC FINANCIAL SERVICES GROUP, INC. (formerly PNC Bank Corp.), a Pennsylvania corporation (together with any successor,“PNC”), PNC ASSET MANAGEMENT, INC., a Delaware corporation and an indirect wholly owned subsidiary of PNC (together with any successor and with any assignee or group of or affiliated assignees (treated for this purpose as a single assignee) that is a Controlling Stockholder, “PAM”), and BLACKROCK, INC., a Delaware corporation and a majority owned subsidiary of PAM (together with any successor, “BlackRock”), amending and supplementing the Initial Public Offering Agreement, dated as of September 30, 1999 (the “IPO Agreement”), among PNC, PAM and BlackRock. Capitalized terms used herein and not otherwise defined herein have the meanings ascribed thereto in the IPO Agreement.
