STOCK TRANSFER AGENCY AGREEMENT between GLADSTONE INVESTMENT CORPORATION and THE BANK OF NEW YORK Dated as of , 2005 ACCOUNT NUMBER(S) ___________________________Stock Transfer Agency Agreement • May 13th, 2005 • Gladstone Investment Corporation\de • New York
AGREEMENT, made as of , 2005 by and between Gladstone Investment Corporation, a corporation organized and existing under the laws of the State of Delaware(hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
FORM OF INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GLADSTONE INVESTMENT CORPORATION AND GLADSTONE MANAGEMENT CORPORATIONInvestment Advisory and Management Agreement • May 13th, 2005 • Gladstone Investment Corporation\de • Delaware
Agreement made this ___day of ___, 2005, by and between Gladstone Investment Corporation, a Delaware corporation (the “Fund”), and Gladstone Management Corporation, a Delaware corporation (the “Adviser”).
