0000950133-05-002252 Sample Contracts

STOCK TRANSFER AGENCY AGREEMENT between GLADSTONE INVESTMENT CORPORATION and THE BANK OF NEW YORK Dated as of , 2005 ACCOUNT NUMBER(S) ___________________________

Stock Transfer Agency Agreement • May 13th, 2005 • Gladstone Investment Corporation\de • New York

• Contract Type
  Stock Transfer Agency Agreement
• Filed
  May 13th, 2005
• Company
  Gladstone Investment Corporation\de
• Jurisdiction
  New York

AGREEMENT, made as of , 2005 by and between Gladstone Investment Corporation, a corporation organized and existing under the laws of the State of Delaware(hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).

FORM OF INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GLADSTONE INVESTMENT CORPORATION AND GLADSTONE MANAGEMENT CORPORATION

Management Agreement • May 13th, 2005 • Gladstone Investment Corporation\de • Delaware

• Contract Type
  Management Agreement
• Filed
  May 13th, 2005
• Company
  Gladstone Investment Corporation\de
• Jurisdiction
  Delaware

Agreement made this ___day of ___, 2005, by and between Gladstone Investment Corporation, a Delaware corporation (the “Fund”), and Gladstone Management Corporation, a Delaware corporation (the “Adviser”).