EXECUTION VERSION STOCK PURCHASE AGREEMENTStock Purchase Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction
EXHIBIT 10.6 THIS LEASE is made on the date specified in the Lease Details between the Landlord, the Tenant, the Surety and the Head Landlord. THIS DEED WITNESSES as follows. 1. INTERPRETATION 1.1 In this Lease, except where the context otherwise...Lease • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies
Contract Type FiledAugust 10th, 2005 Company Industry
WITNESSETH:Stock Pledge Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies
Contract Type FiledAugust 10th, 2005 Company Industry
OFFICE LEASEOffice Lease • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies
Contract Type FiledAugust 10th, 2005 Company Industry
and GUARANTY BANKLoan Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction
EXHIBIT 4.2 PENSON WORLDWIDE, INC. AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT NOVEMBER 30, 2000 PENSON WORLDWIDE, INC. AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT TABLE OF CONTENTSRegistration Rights Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction
JUNE 9, 2004Investors' Rights Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction
RECITALSIndemnification Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction
EXHIBIT 10.12 NOTE: PORTIONS OF THIS EXHIBIT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A "[*]" IN PLACE OF THE REDACTED...Processing Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction
FIFTH AMENDED AND RESTATED GUARANTY AGREEMENT (LIMITED)Guaranty Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction
BETWEENLoan Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledAugust 10th, 2005 Company Industry Jurisdiction