CEO EMPLOYMENT AGREEMENTEmployment Agreement • March 29th, 2006 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • California
WARRANT TO PURCHASE 486,486 SHARES OF THE COMMON STOCK OF THOMAS WEISEL PARTNERS GROUP, INC.Reorganization Agreement • March 29th, 2006 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
This Warrant is being issued to the Holder pursuant to the terms of the Plan of Reorganization and Merger Agreement, dated as of October 14, 2005 (the “Reorganization Agreement”), by and among Thomas Weisel Partners Group LLC, the Company and TWPG Merger Sub LLC.
AGREEMENT AND PLAN OF MERGER Between THOMAS WEISEL PARTNERS GROUP, INC. and THOMAS WEISEL PARTNERS GROUP LLC Dated as of February 7, 2006Agreement and Plan of Merger • March 29th, 2006 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • Delaware
WHEREAS, immediately upon the consummation of the merger (the “Initial Merger”) between TWPG Merger Sub LLC, a Delaware limited liability company (“Merger Sub”), and TWPG LLC, pursuant to the Plan of Reorganization and Merger Agreement (the “Initial Merger Agreement”), dated as of October 14, 2005, by and among TWPG LLC, Merger Sub and TWPG Inc., TWPG LLC shall be a wholly owned subsidiary of TWPG Inc.;
PARTNERS’ EQUITY AGREEMENT Dated as of February 7, 2006 By and Between THOMAS WEISEL PARTNERS GROUP, INC. and THE PARTNERS’ Equity Agreement • March 29th, 2006 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
This PARTNERS’ EQUITY AGREEMENT (this “Agreement”), dated as of February 7, 2006, is entered into by and between Thomas Weisel Partners Group, Inc., a Delaware corporation (the “Company”) and the individuals listed on the signature page hereof (each, a “Shareholder”). “Shareholder” shall mean, if such person shall have “Transferred” any of his or her “Company Securities” to any of his or her respective “Permitted Transferees” (as such terms are defined below), such person and such Permitted Transferees, taken together, and any right, obligation or action that may be exercised or taken at the election of such person may be taken at the election of such person and such Permitted Transferees. Capitalized terms used have the meanings set forth in Article V.
Registration Rights AgreementRegistration Rights Agreement • March 29th, 2006 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
