NINTH AMENDMENT TO OFFICE LEASEOffice Lease • August 14th, 2007 • Penson Worldwide Inc • Security brokers, dealers & flotation companies
THIS NINTH AMENDMENT TO OFFICE LEASE (this “Ninth Amendment”) is made as of the later of the dates accompanying a signature by Landlord and Tenant below, by and between BERKELEY FIRST CITY, LTD., a Delaware limited partnership (“Landlord”), and PENSON WORLDWIDE, INC., a Delaware corporation (“Tenant”).
FOURTH AMENDMENT TO CREDIT AGREEMENTCredit Agreement • August 14th, 2007 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of the 31st day of July, 2007 by and among the lenders listed on the signature pages hereof (the “Lenders”), PENSON WORLDWIDE, INC., a Delaware corporation (“Borrower”), GUARANTY BANK, as Administrative Agent, Swing Line Lender, Arranger and Letter of Credit Issuer for the Lenders (the “Administrative Agent”), and Wachovia Bank, National Association, as Documentation Agent (the “Documentation Agent”), each to the extent and in the manner provided for in the Credit Agreement (defined below and herein so called).
