AGENCY SERVICES AGREEMENTAgency Services Agreement • November 26th, 2007 • FocusShares Trust • New York
THIS AGENCY SERVICES AGREEMENT made as of the 16th day of November, 2007 by and between FocusShares Trust, a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, with offices at 210 Summit Avenue, Montvale, NJ 07645 (the “Trust”) and JPMorganChase Bank, N.A., a national banking association with a place of business at 270 Park Avenue, New York, NY 10017 (“Bank”).
EXHIBIT II SUBLICENSE AGREEMENTSublicense Agreement • November 26th, 2007 • FocusShares Trust
This Sublicense Agreement (the “Sublicense Agreement”), dated as of the 8th of June, 2007, and restated on the 16th of November, 2007 is made by and among FocusSharesTrust (the “Sub-licensee”), International Securities Exchange, LLC (“Licensor”), and Licensee (“Licensee” or “Sub-licensor”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 26th, 2007 • FocusShares Trust • Delaware
This Distribution Agreement (the “Agreement”) made this 16 day of November, 2007, by and between FocusShares Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 210 Summit Avenue, Suite C-11, Montvale, NJ 07645, and Foreside Fund Services, LLC., a Delaware limited liability company (the “Distributor”) having its principal place of business at Two Portland Square, Portland, ME 04101.
MUTUAL FUND SERVICES AGREEMENTFund Services Agreement • November 26th, 2007 • FocusShares Trust • New York
FocusShares Trust 210 Summit Avenue Suite C-11 Montvale, New Jersey 07645 AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 26th, 2007 • FocusShares Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by JPMorgan Chase Bank, N.A. as index receipt agent for FocusShares Trust (the “Index Receipt Agent”).
NTI SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 26th, 2007 • FocusShares Trust • Illinois
Sub-Advisory Agreement (this “Agreement”) entered into as of the 16th day of November, 2007, by and between FocusShares LLC, an LLC organized under the laws of the State of Delaware (the “Adviser”), and Northern Trust Investments, N.A., a registered investment advisor organized under the laws of the State of Illinois (the “Sub-Adviser”).
FOCUSSHARES TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 26th, 2007 • FocusShares Trust
THIS AGREEMENT, dated as of November 16, 2007, is made and entered into by and between FocusShares Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, FocusShares ISE Homebuilders Index Fund, FocusShares ISE SINdex Fund, FocusShares ISE-CCM Homeland Security Index Fund and FocusShares ISE-Revere Wal-Mart Supplier Index Fund and other of its existing series as may be agreed in the future (the “Fund” and collectively the “Funds”), and FocusShares LLC (the “Advisor”).
Form of FocusShares Trust PFO/TREASURER SERVICES AGREEMENTTreasurer Services Agreement • November 26th, 2007 • FocusShares Trust • Delaware
AGREEMENT made as of November 16, 2007 by and between FocusShares Trust, a Delaware statutory trust, with its principal office and place of business at 210 Summit Avenue, Suite C-11, Montvale, NJ 07645 (the “Fund”), and Foreside Management Services, LLC, a Delaware limited liability company with its principal office and place of business at Two Portland Square, Portland, Maine 04101 (“Foreside”).
FocusShares Trust INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 26th, 2007 • FocusShares Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (“Agreement”) is made this 16th day of November, 2007 by and between FocusShares Trust, a statutory trust organized and existing under the laws of the state of Delaware (the “Trust”), and FocusShares, LLC (the “Advisor”), a limited liability company organized and existing under the laws of the state of Delaware.
LETTER OF INTENTLetter of Intent • November 26th, 2007 • FocusShares Trust
MyShares Trust (the “Trust”), a Delaware statutory trust, and MyShares LLC, a Delaware Limited Liability Corporation, hereby agree as follows:
FOCUSSHARES TRUST COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • November 26th, 2007 • FocusShares Trust • Delaware
AGREEMENT made as of the 16 of November, 2007 by and between FocusShares Trust, with its principal office and place of business at 210 Summit Avenue, Suite C-11, Montvale, NJ 07645 (the “Fund”), and Foreside Compliance Services, LLC, a Delaware limited liability company with its principal office and place of business at Two Portland Square, Portland, Maine 04101 (“FCS”).
