ADMINISTRATION AGREEMENTAdministration Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • Delaware
This Administration Agreement (this “Agreement”) is made as of November 14, 2006 by and between Tortoise Capital Resources Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company (hereinafter referred to as the “Administrator”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • Delaware
AGREEMENT made as of this 1st day of January, 2007 by and between Tortoise Capital Resources Corporation, a Maryland corporation having its principal place of business in Overland Park, Kansas (the “Company”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company having its principal place of business in Overland Park, Kansas (the “Advisor”).
CREDIT AGREEMENT dated as of December 13, 2006 between TORTOISE CAPITAL RESOURCES CORPORATION and $15,000,000 Revolving Credit FacilityCredit Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • Kansas
This Credit Agreement is made as of December 13, 2006, by and between TORTOISE CAPITAL RESOURCES CORPORATION, a Maryland corporation (the “Borrower”), with its chief executive office located at 10801 Mastin, Suite 222, Overland Park, Kansas 66210, and U.S. BANK N.A., a national banking association (the “Bank”),with an office located at 9900 West 87th Street, Overland Park, Kansas 66212.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 9th, 2007 • Tortoise Capital Resources Corp
This Sub-Advisory Agreement (the “Agreement”) is dated as of January 1, 2007 (the “Effective Date”) and is entered into by and between Tortoise Capital Advisors, LLC, a Delaware limited liability company (“Tortoise”), and Kenmont Investments Management, L.P., a Texas limited partnership (the “Manager”).
TORTOISE CAPITAL RESOURCES CORPORATION (a Maryland corporation) 766,666.66 Preferred Shares 115,000 Warrants PURCHASE AGREEMENTPurchase Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • New York
THIS PURCHASE AGREEMENT (the “Agreement”) is made and entered into as of 9:00 a.m. on December 22, 2006 by and among Tortoise Capital Resources Corporation, a Maryland corporation (the “Company”), Tortoise Capital Advisors, LLC, a Delaware limited liability company (the “Adviser”), and each of the undersigned prospective purchasers (individually, a “Purchaser” and collectively, the “Purchasers”).
ContractWarrant Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • New York
THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. IT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF (i) AN EFFECTIVE REGISTRATION STATEMENT WITH RESPECT TO THIS SECURITY UNDER SUCH ACT, (ii) AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED, OR (iii) THE WRITTEN ACKNOWLEDGEMENT OF THE ISSUER, WHICH ACKNOWLEDGEMENT WILL NOT BE UNREASONABLY WITHHELD, THAT A SALE IS PURSUANT TO A VALID EXEMPTION FROM THE REGISTRATION REQUIREMENTS UNDER SUCH ACT.
TORTOISE CAPITAL RESOURCES CORPORATION (a Maryland corporation) 466,666.66 Preferred Shares 70,000 Warrants PURCHASE AGREEMENTPurchase Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • New York
THIS PURCHASE AGREEMENT (the “Agreement”) is made and entered into as of 9:00 a.m. on December 22, 2006 by and among Tortoise Capital Resources Corporation, a Maryland corporation (the “Company”), Tortoise Capital Advisors, LLC, a Delaware limited liability company (the “Adviser”), and each of the undersigned prospective purchasers (individually, a “Purchaser” and collectively, the “Purchasers”).
