THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF CALAMOS HOLDINGS LLC Effective as of March 1, 2009Limited Liability Company Agreement • March 13th, 2009 • Calamos Asset Management, Inc. /DE/ • Security brokers, dealers & flotation companies • Delaware
This THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (the “Agreement”) of Calamos Holdings LLC, a Delaware limited liability company (the “Company”), is made and entered into, effective as of March 1, 2009, by and among Calamos Family Partners, Inc., a Delaware corporation (f/k/a Calamos Holdings Inc., “CFP”), John P. Calamos, Sr. and Calamos Asset Management, Inc., a Delaware corporation (“CAM”).
OMNIBUS AMENDMENT RELATING TO CODE SECTION 409ACalamos Asset Management, Inc. /DE/ • March 13th, 2009 • Security brokers, dealers & flotation companies
This Omnibus Amendment is duly made and entered into as of the 22nd day of December, 2008, and effective January 1, 2009, by and among Calamos Asset Management, Inc., a Delaware corporation (“CAM”), Calamos Advisors LLC, a Delaware limited liability company (“Advisors”) and wholly owned subsidiary of its sole managing member, Calamos Holdings LLC (“Holdings”) (together with each of its successors and assigns permitted under this Agreement sometimes referred to herein as the “Company”) and amends each and every Compensation Agreement as defined below.
