0000950138-09-000532 Sample Contracts

Contract
Asset Purchase Agreement • August 18th, 2009 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York

AMENDMENT NO. 3 TO ASSET PURCHASE AGREEMENT (this “Amendment”), dated as of August 12, 2009, between UBS FINANCIAL SERVICES INC., a Delaware corporation (“Seller”), and STIFEL, NICOLAUS & COMPANY, INCORPORATED, a Missouri corporation (“Buyer”).

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