Sales PlanSales Plan • November 15th, 2002 • Legato Systems Inc • Services-prepackaged software • Delaware
Contract Type FiledNovember 15th, 2002 Company Industry JurisdictionWHEREAS, the Seller desires to establish the Sales Plan to sell shares of common stock, par value $0.0001 per share (the “Stock”), of Legato Systems, Inc. (the “Issuer”) in accordance with the requirements of Rule 10b5-1 as further set forth herein;
Sales Plan Modification No. 1Legato Systems Inc • November 15th, 2002 • Services-prepackaged software
Company FiledNovember 15th, 2002 IndustryThis Modification No. 1 (this “Modification”) to the Sales Plan, dated as of May 31, 2002 (the “Sales Plan”) is made as of November 12, 2002, between Richard A. Kay (“Seller”) and Goldman, Sachs & Co. (“Broker”).