Sales Plan Sample Contracts

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Sales Plan
Sales Plan • December 18th, 2017 • Brandon Limited Partnership No.1 • Bottled & canned soft drinks & carbonated waters

Sales Plan, adopted December 14, 2017 (the “Sales Plan”), between Hilrod Holdings XVI, L.P., Rodney Sacks and Hilton Schlosberg (collectively referred to herein as, “Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

CONFIDENTIAL TREATMENT REQUESTED] Sales Plan
Sales Plan • February 26th, 2021 • Tontine Capital Partners L P • Electrical work

This plan of sales is dated as of February 16, 2021 (“Sales Plan”) between Tontine Capital Overseas Master Fund II, LP, as seller (“Seller”), and Cantor Fitzgerald & Co. (“Cantor”), as agent.

Sales Plan
Sales Plan • August 11th, 2023 • Richison Chad R. • Services-prepackaged software

Sales Plan, adopted _____________ (the “Sales Plan”, and such date the “Adoption Date”), between Chad Richison (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

Sales Plan
Sales Plan • June 13th, 2014 • Kraff Lowell D • Hotels & motels

Sales Plan, adopted June 10, 2014 (the “Sales Plan”), between LDK Holdco LLC (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

Sales Plan
Sales Plan • November 12th, 2009 • Harvey Operating & Production Co • Mining & quarrying of nonmetallic minerals (no fuels)

Sales Plan, adopted November 9, 2009 (the “Sales Plan”), between Harvey Operating and Production Company (“Seller”) and J.P. Morgan Securities Inc. (“JPMSI”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

Sales Plan
Sales Plan • June 4th, 2003 • Legato Systems Inc • Services-prepackaged software • Delaware

WHEREAS, the Seller desires to establish the Sales Plan to sell shares of common stock, par value $0.0001 per share (the “Stock”), of Legato Systems, Inc. (the “Issuer”) in accordance with the requirements of Rule 10b5-1 as further set forth herein;

Sales Plan
Sales Plan • December 10th, 2010 • WRC Refining CO • Petroleum refining • New York

WHEREAS, Sellers desire to establish the Sales Plan to sell shares of common stock, par value $0.01 per share (the “Stock”), of Western Refining, Inc. (the “Issuer”) in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) as further set forth herein;

Sales Plan
Sales Plan • January 13th, 2012 • Franklin Mountain Investments Limited Partnership • Petroleum refining • New York

WHEREAS, Sellers desire to establish the Sales Plan to sell shares of common stock, par value $0.01 per share (the “Stock”), of Western Refining, Inc. (the “Issuer”) in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) as further set forth herein;

Sales Plan
Sales Plan • January 23rd, 2009 • Ramius LLC • Services-personal services

This plan of sales is dated as of January 23, 2009 (“Sales Plan”) between Ramius LLC (together with its controlled affiliates, “Seller”) and Cantor Fitzgerald & Co. (“Cantor”), as agent.

CONFIDENTIAL TREATMENT REQUESTED] Sales Plan
Sales Plan • December 12th, 2014 • Tontine Capital Partners L P • Millwood, veneer, plywood, & structural wood members

This plan of sales is dated as of December 4, 2014 (“Sales Plan”) between Tontine Capital Partners, LP, as seller (“Seller”), and Cantor Fitzgerald & Co. (“Cantor”), as agent.

Amended and Restated Sales Plan
Sales Plan • March 29th, 2006 • Hawk Corp • Aircraft parts & auxiliary equipment, nec

Amended and Restated Sales Plan, dated March 22, 2006 (this “Sales Plan”), between Norman C. Harbert (“Seller”) and Northern Trust Securities, Inc. (“Northern”).

CIBC Israel Ltd
Sales Plan • December 29th, 2005 • On Track Innovations LTD • Semiconductors & related devices
Sales Plan
Sales Plan • May 13th, 2004 • Warshaw Clive E • Services-personal services

WHEREAS, Seller desires to establish this Sales Plan to sell shares of common stock, par value $ 0.01 per share (the "Stock"), of Steiner Leisure Limited (the "Issuer") in accordance with the requirements of Rule 10b5-1 ("Rule 10b5-1") promulgated under the Securities Exchange Act of 1934 (the "Exchange Act"), as further set forth herein;

Form of Sales Plan for Column Guaranteed LLC
Sales Plan • December 14th, 2012 • Credit Suisse Ag/ • Finance services

Sales Plan, dated as of December 6, 2012 (the “Sales Plan”), between Column Guaranteed LLC (“Seller”) and Keefe, Bruyette & Woods, Inc. (“Broker”).

Sales Plan
Sales Plan • December 7th, 2017 • Garutti Randall J • Retail-eating & drinking places

Sales Plan, adopted December 4, 2017 (the “Sales Plan”), between Randy Garutti (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

Sales Plan
Sales Plan • July 30th, 2012 • Philips Pension Trustees LTD • Semiconductors & related devices

WHEREAS, the Seller desires to establish this Sales Plan to sell shares of common stock (the "Stock") of NXP Semiconductors NV (the "Issuer"); and

Sales Plan
Sales Plan • March 18th, 2013 • Brandon Limited Partnership No.1 • Bottled & canned soft drinks & carbonated waters

Sales Plan, adopted March 14, 2013 (the “Sales Plan”), between Hilton Schlosberg (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

Rule 10b5-1 Sales Plan For Joseph L. von Rosenberg III Sales Plan
Sales Plan • August 30th, 2005 • Omega Protein Corp • Fats & oils • New York

Sales Plan dated August 25, 2005 (this “Sales Plan”) between Joseph L. von Rosenberg III (“Seller”) and Morgan Stanley DW Inc. (“Morgan Stanley”), acting as agent for Seller.

Form of Sales Plan
Sales Plan • March 16th, 2012 • Toronto Dominion Bank • Commercial banks, nec • New York

This Agreement (the “Sales Plan”) is made and entered into as of this 14th day of March, 2012 by and between TD Luxembourg International Holdings, a Luxembourg société à responsabilité limitée (private limited liability company), with a share capital of USD 24,000 having its registered office at 46A, Avenue John F. Kennedy, L-2958 Luxembourg, Grand-Duchy of Luxembourg and registered with the Luxembourg Registre de Commerce et des Sociétés (Trade and Companies Register) under number B 154.812 (“Seller”) and Goldman, Sachs & Co. (“Broker”).

Sales Plan
Sales Plan • June 18th, 2004 • Provide Commerce Inc • Services-business services, nec • New York

WHEREAS, the Seller desires to establish the Sales Plan to sell shares of common stock, par value $0.001 per share (the “Stock”), of Provide Commerce, Inc. (the “Issuer”) in accordance with the requirements of Rule 10b5-1 as further set forth herein;

Sales Plan
Sales Plan • July 19th, 2006 • Applied Digital Solutions Inc • Communications equipment, nec • New York

Sales Plan, dated as of the date set forth on the signature page (the “Sales Plan”), between Scott Silverman (“Seller”) and Goldman, Sachs & Co. (“Broker”).

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SALES PLAN
Sales Plan • June 13th, 2003 • Emagin Corp • Semiconductors & related devices
EXHIBIT E
Sales Plan • September 7th, 2016 • Sofinnova Venture Partners Vii L P • Biological products, (no disgnostic substances)

Sales Plan, adopted August 26, 2016 (the “Sales Plan”), between Sofinnova Venture Partners VII, L.P. (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

SALES PLAN
Sales Plan • December 19th, 2001 • Belo Corp • Newspapers: publishing or publishing & printing
Sales Plan
Sales Plan • June 11th, 2015 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies

Sales Plan, adopted June 10, 2015 (the “Sales Plan”), between the Daniel V. Tierney 2011 Trust (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

Sales Plan
Sales Plan • June 18th, 2004 • Provide Commerce Inc • Services-business services, nec • New York

WHEREAS, the Seller desires to establish the Sales Plan to sell shares of common stock, par value $0.001 per share (the “Stock”), of Provide Commerce, Inc. (the “Issuer”) in accordance with the requirements of Rule 10b5-1 as further set forth herein;

10b5-1 Individual Stock Sale Plan
Sales Plan • March 16th, 2012 • Medianet Group Technologies Inc • Services-business services, nec • Florida

This Sales Plan (the "Sales Plan") is entered into this 16th day of March, 2012, between Mark Lee Mroczkowski, an individual located at 8157 St. Andrews Circle Orlando, FL 32835 (the "Seller"), and Merrimac Corporate Securities, Inc., located at 1185 Spring Center South Blvd., #1060, Altamonte Springs, FL 32714 (the "Broker").

Sales Plan
Sales Plan • June 8th, 2010 • Leading Investment & Securities Co., Ltd. • National commercial banks • New York

Sales Plan dated May 28, 2010 (this “Sales Plan”) between Leading Investment & Securities Co., Ltd. (“Seller”) and J.P. Morgan Securities Inc. (“JPMSI”), acting as agent.

Sales Plan
Sales Plan • June 19th, 2012 • Athene Group LTD • Real estate investment trusts

Sales Plan, dated , 2012 (the “Sales Plan”), between Athene Annuity & Life Assurance Company (“Seller”) and J. P. Morgan Securities LLC (“JPMS”).

Sales Plan
Sales Plan • February 24th, 2016 • Shaked Hezy • Retail-apparel & accessory stores • New York

WHEREAS, Seller desires to establish the Sales Plan to sell shares of common stock, par value $0.001 per share (the “Stock”), of Tilly’s Inc (the “Issuer”) in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) as further set forth herein;

Sales Plan
Sales Plan • June 18th, 2004 • Provide Commerce Inc • Services-business services, nec

WHEREAS, the Seller desires to establish the Sales Plan to sell shares of common stock, par value $0.001 per share (the “Stock”), of Provide Commerce, Inc. (the “Issuer”) in accordance with the requirements of Rule 10b5-1 as further set forth herein;

RECITALS:
Sales Plan • November 15th, 2004 • Hawk Corp • Aircraft parts & auxiliary equipment, nec
Sales Plan
Sales Plan • July 8th, 2004 • Guess Inc Et Al/Ca/ • Women's, misses', children's & infants' undergarments • New York
Sales Plan
Sales Plan • December 13th, 2024 • Richison Chad R. • Services-prepackaged software

Sales Plan, adopted __________ (the “Sales Plan”, and such date the “Adoption Date”) between Ernest Group, Inc. (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

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