PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: August 20, 2021Equity Distribution Agreement • August 3rd, 2022 • PennantPark Floating Rate Capital Ltd. • New York
PennantPark Floating Rate Capital Ltd., a Maryland corporation (the “Company”), PennantPark Investment Advisers, LLC, a Delaware limited liability company (the “Adviser”) and PennantPark Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), each confirms its agreement with Raymond James & Associates, Inc. (the “Sales Agent”) with respect to the sale by the Company of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”), having an aggregate offering price of up to $75 million. The shares of Common Stock to be sold by the Sales Agent are herein called, collectively, the “Securities.” The Company, the Adviser and the Administrator have also entered into a sales agreement in substantially similar form to this Agreement (the “Sales Agreement”), dated of even date herewith, with JMP Securities LLC (the “Other Agent”). The aggregate amount of Securities that may be sold collectively pursuant to this Agreement and the Sales A
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • August 3rd, 2022 • PennantPark Floating Rate Capital Ltd. • New York
AGREEMENT (this “Agreement”) made as of July 1, 2022 by and between PennantPark Floating Rate Capital Ltd., a Maryland corporation (hereinafter referred to as the “Corporation”), and PennantPark Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).
