October 6, 2022 Neptune Wellness Solutions Inc.Placement Agent Agreement • October 12th, 2022 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
SERIES E COMMON SHARE PURCHASE WARRANT NEPTUNE WELLNESS SOLUTIONS INC.Warrant Agreement • October 12th, 2022 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations
THIS SERIES E COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_________________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October [ ], 2027 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Neptune Wellness Solutions Inc., a company incorporated under the law of the Province of Québec (the “Company”), up to [______] common shares, without par value (the “Common Shares”) (as subject to adjustment hereunder, the “Warrant Shares”). This Warrant is one of the Warrants to purchase Common Shares (the “Warrants”) issued pursuant to the Purchase Agreement (as defined below).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 12th, 2022 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 6, 2022, between Neptune Wellness Solutions Inc., a corporation incorporated under the Business Corporations Act (Québec) (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
LEAK-OUT AGREEMENTLeak-Out Agreement • October 12th, 2022 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations
This agreement (the “Leak-Out Agreement”) is being delivered to you in connection with an understanding by and between Neptune Wellness Solutions Inc., a corporation incorporated under the Business Corporations Act (Québec) (the “Company”), and the person or persons named on the signature pages hereto (collectively, the “Holder”).
AMENDMENT NO. 1 TO SERIES C COMMON STOCK PURCHASE WARRANTSeries C Common Stock Purchase Warrant • October 12th, 2022 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations
This AMENDMENT NO. 1 TO SERIES C COMMON STOCK PURCHASE WARRANT (this “Amendment”) is entered into as of October 6, 2022, by and between Neptune Wellness Solutions Inc., a Quebec corporation (the “Company”), and Armistice Capital Master Fund Ltd. (the “Holder”).
