EXHIBIT 5 Distribution Agreement This Distribution Agreement, made this ___ day of June, 1998, by and between Baron Capital, Inc. a New York corporation ("BCI") and Baron Capital Funds Trust, a Delaware business trust and all series thereof (the...Distribution Agreement • July 28th, 1998 • Baron Capital Funds Trust
AGENCY AGREEMENT THIS AGREEMENT made the 23rd day of June, 1998, by and between BARON CAPITAL FUNDS TRUST, and all series thereof, a business trust existing under the laws of the State of Delaware, having its principal place of business at 767 Fifth...Agency Agreement • July 28th, 1998 • Baron Capital Funds Trust
TABLE OF CONTENTS ARTICLE I The Trust 1.1 Name . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.2 Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . 2 ARTICLE II Trustees 2.1 Number and Qualification . . . . . . . . . . . . ....Agreement and Declaration of Trust • July 28th, 1998 • Baron Capital Funds Trust
SUBSCRIPTION AGREEMENTSubscription Agreement • July 28th, 1998 • Baron Capital Funds Trust • New York
THIS SUBSCRIPTION AGREEMENT is entered into as of the th day of June, 1998, between Baron Capital Funds Trust, a trust organized and existing under the laws of Delaware (the "Trust"), and BAMCO, Inc. (the "Purchaser"). THE PARTIES HEREBY AGREE AS FOLLOWS: 1. PURCHASE AND SALE OF THE SECURITIES 1.1 SALE AND ISSUANCE OF UNITS. Subject to the terms and conditions of this Agreement, the Trust agrees to sell to the Purchaser, and the Purchaser agrees to purchase from the Trust, Insurance Shares and Retirement Shares (collectively, the "Securities"), held by investors in and members of life insurance contracts and retirement plans, respectively. 2. REPRESENTATIONS, WARRANTIES AND COVENANTS OF THE PURCHASER. The Purchaser hereby represents and warrants to, and covenants for the benefit of, the Trust that: 2.1 PURCHASE ENTIRELY FOR OWN ACCOUNT. This Agreement is made by the Trust with the Purchaser in reliance upon the Purchaser's representation to the Trust, which by the Purchaser's execution
CUSTODY AGREEMENT Agreement made as of this 23rd day of June, 1998, between BARON CAPITAL FUNDS TRUST, a Delaware business trust organized and existing under the laws of the State of Delaware, having its principal office and place of business at 767...Custody Agreement • July 28th, 1998 • Baron Capital Funds Trust
EXHIBIT 4 ADVISORY AGREEMENT THIS ADVISORY AGREEMENT, made this 18th day of June, 1998, by and between BAMCO, Inc., a New York corporation ("BAMCO") and Baron Capital Funds Trust , a Delaware business trust ("Client") and all series thereof...Advisory Agreement • July 28th, 1998 • Baron Capital Funds Trust
THIS ADVISORY AGREEMENT, made this 18th day of June, 1998, by and between BAMCO, Inc., a New York corporation ("BAMCO") and Baron Capital Funds Trust , a Delaware business trust ("Client") and all series thereof ("Series"), WHEREAS Client is an open-end, diversified management investment company and is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), that wishes to employ BAMCO to manage Client's portfolio (the "Account"), upon the terms and subject to the conditions hereinafter set forth; and WHEREAS BAMCO is an investment adviser registered under the Investment Advisers Act of 1940, as amended, that is willing to manage the Account in the manner, upon the terms and subject to the conditions hereinafter set forth; NOW THEREFORE, in consideration of the promises and mutual agreements hereinafter set forth, the parties hereby agree as follows: 1. The Account shall consist of such cash, stocks, bonds and other securities which, from time to time, Client p
