0001015780-15-000026 Sample Contracts

CREDIT AGREEMENT dated as of November 10, 2014, among E*TRADE FINANCIAL CORPORATION, as Borrower, The Lenders Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and

Credit Agreement • February 24th, 2015 • E TRADE FINANCIAL Corp • Savings institution, federally chartered • New York

• Contract Type
  Credit Agreement
• Filed
  February 24th, 2015
• Company
  E TRADE FINANCIAL Corp
• Industry
  Savings institution, federally chartered
• Jurisdiction
  New York

CREDIT AGREEMENT dated as of November 10, 2014 (this “Agreement”), among E*TRADE FINANCIAL CORPORATION, the LENDERS party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and Morgan Stanley Senior Funding, Inc., as Syndication Agent.

FORM EMPLOYMENT AGREEMENT

Employment Agreement • February 24th, 2015 • E TRADE FINANCIAL Corp • Savings institution, federally chartered • New York

• Contract Type
  Employment Agreement
• Filed
  February 24th, 2015
• Company
  E TRADE FINANCIAL Corp
• Industry
  Savings institution, federally chartered
• Jurisdiction
  New York

This Employment Agreement (this “Agreement”) is made and entered into by and between E*TRADE Financial Corporation (the “Company”) and [ ] (“Executive”) as of [ 20[ ]], (the “Effective Date”).

E*TRADE FINANCIAL CORPORATION RESTRICTED STOCK UNITS AGREEMENT

Restricted Stock Units Agreement • February 24th, 2015 • E TRADE FINANCIAL Corp • Savings institution, federally chartered • New York

• Contract Type
  Restricted Stock Units Agreement
• Filed
  February 24th, 2015
• Company
  E TRADE FINANCIAL Corp
• Industry
  Savings institution, federally chartered
• Jurisdiction
  New York

E*TRADE Financial Corporation has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”) is attached an Award consisting of Restricted Stock Units subject to the terms and conditions set forth in the Grant Notice and this Agreement. The Award has been granted pursuant to the E*TRADE Financial Corporation 2005 Equity Incentive Plan (as amended from time to time, the “Plan”), the provisions of which are incorporated herein by reference. By signing the Grant Notice, the Participant: (a) acknowledges receipt of and represents that the Participant has read and is familiar with the Grant Notice, this Agreement, the Plan and a prospectus for the Plan (the “Plan Prospectus”), (b) accepts the Award subject to all of the terms and conditions of the Grant Notice, this Agreement and the Plan and (c) agrees to accept as binding, conclusive and final all decisions or interpretations of th