Restricted Stock Units Agreement Sample Contracts

RESTRICTED STOCK UNITS AGREEMENT UNDER THE BRISTOL-MYERS SQUIBB COMPANY
Restricted Stock Units Agreement • February 13th, 2024 • Bristol Myers Squibb Co • Pharmaceutical preparations • Delaware

BRISTOL-MYERS SQUIBB COMPANY, a Delaware corporation (the “Company”), has granted to you an award of Restricted Stock Units (“RSUs” or “Award”) under the 2021 Stock Award and Incentive Plan (the “Plan”), on the terms and conditions specified in this Restricted Stock Units Agreement (including Addendum A and Addendum B, the “Agreement”), the Plan and the Prospectus (which summarizes various aspects of the Plan, including your risk in participating in the Plan, restrictions on resales of delivered shares, federal income tax consequences, and other Plan information). The terms and conditions of the Plan and the Prospectus are hereby incorporated by reference into and made a part of this Agreement. Capitalized terms used in this Agreement that are not specifically defined herein shall have the meanings ascribed to such terms in the Plan and in the Prospectus.

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QT IMAGING HOLDINGS, INC. RESTRICTED STOCK UNITS AGREEMENT (U.S. Participants)
Restricted Stock Units Agreement • March 8th, 2024 • Qt Imaging Holdings, Inc. • Electromedical & electrotherapeutic apparatus • Delaware

QT Imaging Holdings, Inc., a Delaware corporation (the “Company”), has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”) is attached an Award consisting of Restricted Stock Units (each a “Unit”) subject to the terms and conditions set forth in the Grant Notice and this Agreement. The Award has been granted pursuant to and shall in all respects be subject to the terms and conditions of the QT Imaging Holdings, Inc. 2024 Equity Incentive Plan (the “Plan”), as amended, the provisions of which are incorporated herein by reference. By signing the Grant Notice, the Participant: (a) acknowledges receipt of and represents that the Participant has read and is familiar with the Grant Notice, this Agreement, the Plan and a prospectus for the Plan prepared in connection with the registration with the Securities and Exchange Commission of the shares issuable pursuant to the Award (t

SAPIENT CORPORATION RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • June 12th, 2007 • Sapient Corp • Services-computer integrated systems design • Massachusetts
RESTRICTED STOCK UNITS AGREEMENT (Make-Whole Award to Katrina S. Lindsey)
Restricted Stock Units Agreement • March 8th, 2022 • Caseys General Stores Inc • Retail-auto dealers & gasoline stations • Iowa

This Restricted Stock Units Agreement (the “Agreement”) is made and entered into on January 3, 2022 (the “Grant Date”), pursuant to the Casey’s General Stores, Inc. 2018 Stock Incentive Plan (the “Plan”). The Committee administering the Plan has selected the party specified on the summary award page hereof (the “Participant”) to receive the following award (the “Award”) of Restricted Stock Units, each of which represents the right to receive on the applicable settlement date described in Section 1 (each a “Settlement Date”) one (1) share of the Common Stock, no par value (“Stock”) of Casey’s General Stores, Inc., an Iowa corporation (the “Company”), on the terms and conditions set forth below to which Participant accepts and agrees:

MAGNACHIP SEMICONDUCTOR CORPORATION RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • November 8th, 2022 • MAGNACHIP SEMICONDUCTOR Corp • Semiconductors & related devices • Delaware

Magnachip Semiconductor Corporation (the “Company”) has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (this “Agreement”) is attached an Award consisting of Restricted Stock Units subject to the terms and conditions set forth in the Grant Notice and this Agreement. The appendix attached hereto (the “Appendix”) and the terms and conditions for the Participant’s country set forth therein are incorporated by reference into this Agreement. The Participant shall be entitled to Dividend Equivalent Rights with respect to the Award.

FORM OF RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • November 9th, 2021 • Madison Square Garden Entertainment Corp. • Services-amusement & recreation services

Pursuant to the MSG Networks Inc. 2010 Employee Stock Plan, as amended and assumed by Madison Square Garden Entertainment Corp. (the “Plan”), you have been selected by the Compensation Committee of the Board of Directors (as more fully described in Section 11, the “Committee”) of Madison Square Garden Entertainment Corp. (formerly known as MSG Entertainment Spinco, Inc.) (the “Company”), effective as of [Grant Date] (the “Grant Date”) to receive [#RSUs] restricted stock units (“Units”). The Units are granted subject to the terms and conditions set forth below and in the Plan.

BROADPOINT GLEACHER SECURITIES GROUP, INC.
Restricted Stock Units Agreement • March 15th, 2010 • Broadpoint Gleacher Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS RESTRICTED STOCK UNITS AGREEMENT (the “Agreement”) confirms the grant on February 11, 2010 (the “Grant Date”) by Broadpoint Gleacher Securities Group, Inc., a New York corporation (the “Company”), to Peter McNierney (“Employee”) of Restricted Stock Units (the “Units”), including rights to Dividend Equivalents as specified herein, as follows:

MGM RESORTS INTERNATIONAL RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • May 7th, 2018 • MGM Resorts International • Hotels & motels • Nevada

This Agreement (including its Exhibit, the “Agreement”) is made by and between MGM Resorts International (formerly MGM MIRAGE), a Delaware corporation (the “Company”), and ______________ (the “Participant”) with an effective date of ______________ (the “Effective Date”).

TRIMAS CORPORATION 2011 OMNIBUS INCENTIVE COMPENSATION PLAN
Restricted Stock Units Agreement • April 27th, 2017 • Trimas Corp • Metal forgings & stampings • Michigan
Halozyme Therapeutics, Inc. Restricted Stock Units Agreement under the Halozyme Therapeutics, Inc. 2021 Stock Plan
Restricted Stock Units Agreement • August 6th, 2024 • Halozyme Therapeutics, Inc. • Biological products, (no disgnostic substances) • Delaware
FORM OF RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • August 26th, 2024 • Sphere Entertainment Co. • Services-amusement & recreation services

Pursuant to the 2020 Employee Stock Plan (the “Plan”), you have been selected by the Compensation Committee of the Board of Directors (as more fully described in Section 11, the “Committee”) of Sphere Entertainment Co. (formerly known as Madison Square Garden Entertainment Corp.) (the “Company”), effective as of [Date] (the “Grant Date”) to receive [#RSUs] restricted stock units (“Units”). The Units are granted subject to the terms and conditions set forth below and in the Plan.

HORIZON GLOBAL CORPORATION Restricted Stock Units Agreement
Restricted Stock Units Agreement • May 3rd, 2018 • Horizon Global Corp • Motor vehicle parts & accessories • Delaware

This RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made as of _______ __, 20__, by and between Horizon Global Corporation, a Delaware corporation (the “Company”), and _________________ (the “Grantee”).

EX-99.6 7 d373608dex996.htm FORM OF RESTRICTED STOCK UNITS AGREEMENT (CLIFF VEST) CAREFUSION CORPORATION RESTRICTED STOCK UNITS AGREEMENT (CLIFF VEST)
Restricted Stock Units Agreement • May 5th, 2020 • Delaware

On (the “Grant Date”), CareFusion Corporation, a Delaware corporation (the “Company”), has awarded to (“Awardee”) Restricted Stock Units (the “Restricted Stock Units” or “Award”), representing an unfunded unsecured promise of the Company to deliver shares of common stock, par value $0.01 per share, of the Company (the “Shares”) to Awardee as set forth herein. The Restricted Stock Units have been granted pursuant to the CareFusion Corporation 2009 Long-Term Incentive Plan (the “Plan”), and shall be subject to all provisions of the Plan, which are incorporated herein by reference, and shall be subject to the provisions of this Restricted Stock Units Agreement (this “Agreement”). Capitalized terms used in this Agreement which are not specifically defined will have the meanings ascribed to such terms in the Plan.

TRIMAS CORPORATION
Restricted Stock Units Agreement • April 30th, 2024 • Trimas Corp • Metal forgings & stampings • Delaware

TriMas Corporation (the “Company”), as permitted by the TriMas Corporation 2023 Equity and Incentive Compensation Plan (“Plan”), and as approved by the Committee, has granted to the individual listed below (“Grantee”), a Restricted Stock Units award (“Award”) for the number of Restricted Stock Units set forth below (“Restricted Stock Units”), subject to the terms and conditions of the Plan and this Restricted Stock Units Agreement (“Agreement”).

PURE Bioscience, Inc. RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • June 23rd, 2017 • Pure Bioscience, Inc. • Miscellaneous chemical products • California

THIS RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made and entered into as of the 22nd day of June 2017 (the “Grant Date”), by and between PURE BIOSCIENCE, INC., a Delaware corporation, and Henry Lambert (the “Grantee”), an executive officer of the Company. The Company has granted to the Grantee an award (the “Award”) consisting of Two-Hundred Thousand (200,000) Restricted Stock Units (each a “Unit” and, together, the “Units” or the “Total Number of Units”), subject to the terms and conditions of this Agreement. Each Unit represents a right to receive upon settlement one (1) share of Stock. The Award has not been granted pursuant to any compensatory, bonus, or similar plan maintained or otherwise sponsored by the Company (collectively, the “Plan”), and the shares of Stock that may become issuable upon settlement the Units shall not reduce the number of shares of Stock available for issuance under any Plan.

NEW JERSEY RESOURCES CORPORATION
Restricted Stock Units Agreement • November 21st, 2023 • New Jersey Resources Corp • Natural gas distribution • New Jersey

This Restricted Stock Units Agreement (the "Agreement"), which includes the attached “Terms and Conditions of Restricted Stock Units” (the “Terms and Conditions”), confirms the grant on November ___, 2023 (the “Grant Date”) by NEW JERSEY RESOURCES CORPORATION, a New Jersey corporation (the "Company"), to ("Employee"), under Section 6(e) of the 2017 Stock Award and Incentive Plan (the "Plan"), of Restricted Stock Units, including rights to Dividend Equivalents as specified herein, as follows:

LULULEMON ATHLETICA INC. NOTICE OF GRANT OF RESTRICTED STOCK UNITS
Restricted Stock Units Agreement • June 8th, 2016 • Lululemon Athletica Inc. • Apparel & other finishd prods of fabrics & similar matl • Delaware

The Participant has been granted an award of Restricted Stock Units (the "Award") pursuant to the lululemon athletica inc. 2014 Equity Incentive Plan (the "Plan") and the Restricted Stock Units Agreement attached hereto (the "Agreement"), as follows:

RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • February 28th, 2019 • Gci Liberty, Inc. • Telephone communications (no radiotelephone) • Colorado

THIS RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made as of the date set forth on Schedule I hereto (the “Grant Date”), by and between the issuer identified in Schedule I of this Agreement (the “Company”), and the recipient (the “Grantee”) of an Award of Restricted Stock Units (as defined below) granted by the Plan Administrator (as defined in Schedule I hereto) as set forth in this Agreement.

Restricted Stock Units Agreement (Stock Settled) Under the 2019 Entergy Corporation Omnibus Incentive Plan
Restricted Stock Units Agreement • February 24th, 2023 • Entergy New Orleans, LLC • Electric & other services combined • Delaware

THIS RESTRICTED STOCK UNITS AGREEMENT (the “Agreement”), by and between Entergy Corporation (“Entergy”) and Phillip May (“Grantee”), shall be effective on November 10, 2022 (the “Effective Date”), as approved by the Personnel Committee of the Entergy Board of Directors (the “Committee”), provided Grantee remains President & CEO - Entergy LA and actively employed as a regular full-time employee of a System Company employer (“System Company Employer”) through the Effective Date and signs the Agreement and submits it to Gabrielle DeBaene Birdrow before 5:00 p.m. CST on the Effective Date. If these contingencies for effectiveness are not met by the Effective Date, then this offer shall be null and void, and the Agreement shall not become effective. For purposes of this Agreement, Entergy shall include any successor to its business or assets by operation of law or otherwise and any entity that assumes or agrees to perform this Agreement.

JEFFERIES GROUP, INC.
Restricted Stock Units Agreement • February 27th, 2009 • Jefferies Group Inc /De/ • Security brokers, dealers & flotation companies • New York

This Restricted Stock Units Agreement (the “Agreement”) confirms the grant on ___(the “Grant Date”) by Jefferies Group, Inc., a Delaware corporation (the “Company”), to ___ (“Employee”) of Restricted Stock Units (the “Units”), including rights to Dividend Equivalents as specified herein, as follows:

Restricted Stock Units Agreement General Terms and Conditions
Restricted Stock Units Agreement • February 24th, 2012 • Time Warner Inc. • Services-motion picture & video tape production • New York

WHEREAS, the Company has adopted the Plan (as defined below), the terms of which are hereby incorporated by reference and made a part of this Agreement; and

RESTRICTED STOCK UNITS AGREEMENT (LTI Awards to Officers – Performance-Based RSUs [EBITDA])
Restricted Stock Units Agreement • June 24th, 2024 • Caseys General Stores Inc • Retail-auto dealers & gasoline stations • Iowa

This Restricted Stock Units Agreement (this “Agreement”) is made and entered into on [●] (the “Grant Date”), pursuant to the Casey’s General Stores, Inc. 2018 Stock Incentive Plan (the “Plan”). The Compensation and Human Capital Committee (the “Committee”) has selected the party below (such party, the “Participant”) to receive the award described herein (the “Award”) of Performance-Based Restricted Stock Units, each of which represents the right to receive on the applicable settlement date (each a “Settlement Date”) one (1) share of the Common Stock, no par value (“Stock”) of Casey’s General Stores, Inc., an Iowa corporation (the “Company”), on the terms and conditions set forth below to which Participant accepts and agrees:

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RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • September 8th, 2023 • Atlanta Braves Holdings, Inc. • Services-amusement & recreation services • Delaware

THIS RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made and effective as of the date specified in Schedule I hereto (the “Grant Date”), by and between the issuer specified in Schedule I hereto (the “Company”) and you.

TRIMAS CORPORATION
Restricted Stock Units Agreement • April 30th, 2024 • Trimas Corp • Metal forgings & stampings • Michigan

TriMas Corporation (the “Company”), as permitted by the TriMas Corporation 2023 Equity and Incentive Compensation Plan (“Plan”), and as provided for by the Committee, has granted to the individual listed below (“Grantee”), a Restricted Stock Units award (“Award”) for the number of Restricted Stock Units set forth below (“Restricted Stock Units”), subject to the terms and conditions of the Plan and this Restricted Stock Units Agreement (“Agreement”).

FORM OF EXECUTIVE OFFICER RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • March 7th, 2016 • Marchex Inc • Services-business services, nec • Delaware

Marchex, Inc. has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”) is attached an award (the “Award”) consisting of Restricted Stock Units (the “Units”) subject to the terms and conditions set forth in the Grant Notice and this Agreement. The Award has been granted pursuant to and shall in all respects be subject to the terms and conditions of the Marchex, Inc. 2003 Amended and Restated Stock Incentive Plan, as amended to the Grant Date (the “Plan”), the provisions of which are incorporated herein by reference. By signing the Grant Notice, the Participant: (a) acknowledges receipt of and represents that the Participant has read and is familiar with the Grant Notice, this Agreement, the Plan and a prospectus for the Plan prepared in connection with the registration with the Securities and Exchange Commission of the Shares issuable pursuant to the Award (the “Plan Prospe

RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • March 1st, 2018 • AMC Networks Inc. • Cable & other pay television services

Pursuant to the AMC Networks Inc. 2016 Employee Stock Plan (the “Plan”), you have been selected by the Compensation Committee of the Board of Directors (as more fully described in Section 11, the “Committee”) of AMC Networks Inc. (the “Company”), effective as of March __, 2018 (the “Grant Date”), to receive [____] restricted stock units (“Units”). The Units are granted subject to the terms and conditions set forth below and in the Plan.

MGM RESORTS INTERNATIONAL RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • October 30th, 2024 • MGM Resorts International • Hotels & motels • Nevada

This Agreement (including its Exhibit, the “Agreement”) is made by and between MGM Resorts International, a Delaware corporation (the “Company”), and (the “Participant”) with an effective date of (the “Effective Date”).

Time Inc. Restricted Stock Units Agreement
Restricted Stock Units Agreement • May 10th, 2017 • Time Inc. • Periodicals: publishing or publishing & printing • Delaware

WHEREAS, the Company has adopted the “Plan” (as defined below), the terms of which are hereby incorporated by reference and made a part of this Restricted Stock Units Agreement, including any appendices attached hereto (collectively the “Agreement”); and

AMENDED & RESTATED 2017 VIAD CORP OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNITS AGREEMENT (Effective May 26, 2022)
Restricted Stock Units Agreement • February 28th, 2023 • Viad Corp • Services-business services, nec • Delaware

Restricted Stock Units (“Units”) are hereby awarded by Viad Corp (the “Corporation”), a Delaware corporation, effective May 26, 2022, to [NAME] (“Employee”), in accordance with the following terms and conditions:

EX-10.(A) 2 dex10a.htm FORM OF RESTRICTED STOCK UNITS AGREEMENT RESTRICTED STOCK UNITS AGREEMENT UNDER THE BRISTOL-MYERS SQUIBB COMPANY
Restricted Stock Units Agreement • May 5th, 2020 • New York

BRISTOL-MYERS SQUIBB COMPANY, a Delaware corporation (the “Company”), has granted to you the Restricted Stock Units (“RSUs”) specified in the Grant Summary above, which is incorporated into this Restricted Stock Units Agreement (the “Agreement”) and deemed to be a part hereof. The RSUs have been granted to you under Section 6(e) of the 2007 Stock Award and Incentive Plan (the “Plan”), on the terms and conditions specified in the Grant Summary and this Agreement.

CHIPOTLE MEXICAN GRILL, INC. RESTRICTED STOCK UNITS AGREEMENT
Restricted Stock Units Agreement • April 26th, 2018 • Chipotle Mexican Grill Inc • Retail-eating places

This Restricted Stock Units Agreement (this “Agreement”), dated as of the Grant Date first stated above, is delivered by Chipotle Mexican Grill, Inc., a Delaware corporation, to the Participant named above (the “Participant”).

RESTRICTED STOCK UNITS AGREEMENT PURSUANT TO THE 2010 EQUITY AND INCENTIVE PLAN OF HAWAIIAN ELECTRIC INDUSTRIES, INC., AS AMENDED AND RESTATED
Restricted Stock Units Agreement • May 10th, 2021 • Hawaiian Electric Co Inc • Electric services • Hawaii

This Restricted Stock Units Agreement (“Agreement”) is made and entered into as of ______________ (the “Date of Grant”), by and between Hawaiian Electric Industries, Inc., a Hawaii corporation (the “Company”), and ______________ (the “Employee”). Capitalized terms not defined herein shall have the meanings assigned to them in the 2010 Equity and Incentive Plan of Hawaiian Electric Industries, Inc., as amended and restated (“Plan”).

Contract
Restricted Stock Units Agreement • May 5th, 2020 • Pennsylvania

EX-10.2 3 hsc-ex102_2016q1.htm EXHIBIT 10.2 Exhibit 10.2 HARSCO CORPORATION RESTRICTED STOCK UNITS AGREEMENT (FORM) This RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made as of _________ ___, 20__, by and between Harsco Corporation, a Delaware corporation, and _________________ (the “Grantee”). 1.Certain Definitions. Capitalized terms used, but not otherwise defined, in this Agreement will have the meanings given to such terms in the Company’s 2013 Equity and Incentive Compensation Plan (the “Plan”). 2.Grant of RSUs. Subject to and upon the terms, conditions and restrictions set forth in this Agreement, including, without limitation, Exhibit A attached hereto (the “Non-Competition Agreement”), and any additional terms and conditions for the Grantee's country (Grantees outside the United States only) set forth in the attached Exhibit B which forms part of this Agreement, and in the Plan the Company has granted to the Grantee, as of _________ ___, 20__ (the “Date of Grant”), __

RESTRICTED STOCK UNITS AGREEMENT (LTI Awards to Officers – Time-Based RSUs)
Restricted Stock Units Agreement • June 24th, 2024 • Caseys General Stores Inc • Retail-auto dealers & gasoline stations • Iowa

This Restricted Stock Units Agreement (this “Agreement”) is made and entered into on [●] (the “Grant Date”), pursuant to the Casey’s General Stores, Inc. 2018 Stock Incentive Plan (the “Plan”). The Compensation and Human Capital Committee (the “Committee”) has selected the party below (such party, the “Participant”) to receive the award described herein (the “Award”) of Restricted Stock Units, each of which represents the right to receive on the applicable settlement date (each a “Settlement Date”) one (1) share of the Common Stock, no par value (“Stock”) of Casey’s General Stores, Inc., an Iowa corporation (the “Company”), on the terms and conditions set forth below to which Participant accepts and agrees:

RESTRICTED STOCK UNITS AGREEMENT UNDER THE BRISTOL-MYERS SQUIBB COMPANY
Restricted Stock Units Agreement • May 7th, 2012 • Bristol Myers Squibb Co • Pharmaceutical preparations • New York

BRISTOL-MYERS SQUIBB COMPANY, a Delaware corporation (the “Company”), has granted to you the Restricted Stock Units (“RSUs”) specified in the Grant Summary above, which is incorporated into this Restricted Stock Units Agreement (the “Agreement”) and deemed to be a part hereof. The RSUs have been granted to you under Section 6(e) of the 2012 Stock Award and Incentive Plan (the “Plan”), on the terms and conditions specified in the Grant Summary and this Agreement. Capitalized terms used in this Agreement that are not specifically defined herein shall have the meanings ascribed to such terms in the Plan.

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