WARRANT TO PURCHASE SHARES OF COMMON STOCK OF PACIFIC ALLIANCE CORPORATION EXERCISABLE ON OR BEFORE, AND VOID AFTERWarrant Agreement • June 30th, 2009 • Pacific Alliance Corp /Ut/ • Services-motion picture & video tape distribution
Contract Type FiledJune 30th, 2009 Company IndustryThis Certifies That Sycamore ventures, LLC, SERIES 1 a Utah limited liability company (the “Holder”), or registered assigns, is entitled to subscribe for and purchase from PACIFIC ALLIANCE CORPORATION, a Delaware corporation (the “Company”), at any time permitted hereunder after July 1, 2009, and through June 30, 2014 (subject to the terms and provisions of this Warrant), up to 500,000 shares of the Company’s common stock at an exercise price of $0.05 per share, subject to adjustment as provided herein (as adjusted, the “Purchase Price”).
EXCHANGE AGREEMENT by and among Superior Filtration Products, LLC, a Florida limited liability company, and the Members of Superior Filtration Products, LLC, on the one hand; and Pacific Alliance Corporation, a Delaware corporation, on the other handExchange Agreement • June 30th, 2009 • Pacific Alliance Corp /Ut/ • Services-motion picture & video tape distribution • Utah
Contract Type FiledJune 30th, 2009 Company Industry JurisdictionThis Exchange Agreement (the “Agreement”) is made and entered into effective this 26th day of June, 2009 by and among Superior Filtration Products, LLC, a Florida limited liability company (“Superior”), and the Members of Superior listed on the signature page hereof (“Signature Page”) (each, a “Superior Member,” collectively, the “Superior Members”), on the one hand; and Pacific Alliance Corporation, a Delaware corporation (“Pacific”), on the other hand.